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Nuveen Preferred & Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
FCCM
76
First City Capital Management
Georgia
$74.4K -$18.5K -2,000 -20%
Deutsche Bank
77
Deutsche Bank
Germany
$69K
SSB
78
Sandy Spring Bank
Maryland
$62K
USGIU
79
U.S. Global Investors (USGI)
Texas
$50K
NFG
80
Next Financial Group
Texas
$44K +$388 +42 +0.9%
GWM
81
Geneos Wealth Management
Colorado
$42K +$41.4K +4,480 New
US Bancorp
82
US Bancorp
Minnesota
$38K
WAM
83
Wealthspire Advisors (Maryland)
Maryland
$27K +$26.7K +2,885 New
JWA
84
JFS Wealth Advisors
Pennsylvania
$23K -$78.3K -8,476 -77%
Northwestern Mutual Wealth Management
85
Northwestern Mutual Wealth Management
Wisconsin
$19K
FWM
86
Focused Wealth Management
New York
$15K
FAM
87
Formidable Asset Management
Ohio
$14K
Manulife (Manufacturers Life Insurance)
88
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$12K +$11.6K +1,254 New
EWM
89
Edge Wealth Management
New York
$11K -$272K -29,390 -96%
IA
90
IFP Advisors
Florida
$10K -$273K -29,541 -96%
CTC
91
Central Trust Company
Missouri
$10K
AAM
92
Advisors Asset Management
Colorado
$10K +$6.13K +663 +168%
PCM
93
Penserra Capital Management
California
$9K -$1.42K -154 -13%
TRCT
94
Tower Research Capital (TRC)
New York
$9K +$7.61K +823 +686%
CFS
95
Commonwealth Financial Services
West Virginia
$7K
PSUF
96
People's United Financial
Connecticut
$6K
BCM
97
Blume Capital Management
California
$3K
RCM
98
Rivernorth Capital Management
Florida
-$893K -97,465 Closed
WAM
99
Weiss Asset Management
Massachusetts
-$580K -63,366 Closed
CS
100
Credit Suisse
Switzerland
-$570K -62,214 Closed