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Nuveen Preferred & Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
IFG
51
Independent Financial Group
California
$275K
XF
52
XML Financial
Maryland
$257K -$85.4K -10,697 -26%
NCM
53
Noesis Capital Mangement
Florida
$257K -$12K -1,500 -5%
AWM
54
AE Wealth Management
Kansas
$250K +$110K +13,743 +83%
QIM
55
Quest Investment Management
Oregon
$247K
FHA
56
Flagship Harbor Advisors
Massachusetts
$224K -$30.3K -3,800 -12%
AAS
57
Avantax Advisory Services
Texas
$213K -$12.3K -1,540 -6%
HighTower Advisors
58
HighTower Advisors
Illinois
$207K -$30K -3,760 -13%
AFP
59
Ausdal Financial Partners
Iowa
$203K
SIA
60
Starfire Investment Advisers
Michigan
$197K
WA
61
Winfield Associates
Ohio
$185K -$9.26K -1,160 -5%
TC
62
Telemus Capital
Michigan
$178K +$8.98K +1,125 +5%
UCFA
63
United Capital Financial Advisors
Texas
$172K -$36.2K -4,538 -18%
PPA
64
Parametric Portfolio Associates
Washington
$171K -$326K -40,848 -66%
HCM
65
Hollencrest Capital Management
California
$166K
BB
66
Busey Bank
Illinois
$166K +$55.9K +7,000 +53%
SWP
67
Stratos Wealth Partners
Ohio
$165K -$3.06K -384 -2%
Truist Financial
68
Truist Financial
North Carolina
$161K -$28.2K -3,536 -15%
EP
69
Eudaimonia Partners
Tennessee
$156K +$4.79K +600 +3%
AIC
70
Ameritas Investment Company
Nebraska
$152K +$10.6K +1,322 +8%
FAAS
71
First Allied Advisory Services
California
$144K +$16.9K +2,113 +14%
OA
72
Oxbow Advisors
Texas
$137K -$99.6K -12,475 -43%
Creative Planning
73
Creative Planning
Kansas
$135K -$3.99K -500 -3%
APWA
74
Atlas Private Wealth Advisors
New Jersey
$132K +$128K +16,000 New
Northwestern Mutual Wealth Management
75
Northwestern Mutual Wealth Management
Wisconsin
$130K +$9.96K +1,248 +9%