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Nuveen Preferred & Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
IAA
51
Independent Advisor Alliance
North Carolina
$395K +$384K +37,750 New
GC
52
Guggenheim Capital
Illinois
$386K -$60.4K -5,945 -14%
AFP
53
Ausdal Financial Partners
Iowa
$349K
NCM
54
Noesis Capital Mangement
Florida
$342K
QIM
55
Quest Investment Management
Oregon
$314K
AAS
56
Avantax Advisory Services
Texas
$293K +$17.5K +1,725 +7%
KOMWMG
57
Kerntke Otto McGlone Wealth Management Group
Wisconsin
$288K +$280K +27,516 New
KA
58
Kovack Advisors
Florida
$283K +$120K +11,825 +78%
UCFA
59
United Capital Financial Advisors
Texas
$279K -$11.7K -1,148 -4%
WA
60
Winfield Associates
Ohio
$265K -$5.08K -500 -2%
BB
61
Busey Bank
Illinois
$255K
SIA
62
Starfire Investment Advisers
Michigan
$250K
CL
63
Choreo LLC
Illinois
$245K +$1.5K +148 +0.6%
Truist Financial
64
Truist Financial
North Carolina
$245K +$238K +23,449 New
SWP
65
Stratos Wealth Partners
Ohio
$242K +$24.9K +2,450 +12%
Citigroup
66
Citigroup
New York
$221K +$105K +10,353 +96%
TC
67
Telemus Capital
Michigan
$214K
HCM
68
Hollencrest Capital Management
California
$211K
FHA
69
Flagship Harbor Advisors
Massachusetts
$194K +$59.2K +5,823 +46%
EP
70
Eudaimonia Partners
Tennessee
$191K +$186K +18,300 New
XF
71
XML Financial
Maryland
$186K +$181K +17,797 New
AWM
72
AE Wealth Management
Kansas
$184K -$4.01K -395 -2%
MA
73
Mutual Advisors
Nebraska
$181K +$1.05K +103 +0.6%
Creative Planning
74
Creative Planning
Kansas
$180K -$35.6K -3,500 -17%
EWA
75
EP Wealth Advisors
California
$166K +$162K +15,917 New