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Nuveen Preferred & Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
WA
51
WFG Advisors
Texas
$216K +$95.3K +10,309 +81%
Creative Planning
52
Creative Planning
Kansas
$210K +$11.1K +1,197 +6%
Janney Montgomery Scott
53
Janney Montgomery Scott
Pennsylvania
$196K -$25.8K -2,792 -12%
FNBT
54
FineMark National Bank & Trust
Florida
$187K
NCM
55
Narwhal Capital Management
Georgia
$187K +$185K +20,000 New
SWP
56
Stratos Wealth Partners
Ohio
$183K +$71K +7,683 +65%
PNC Financial Services Group
57
PNC Financial Services Group
Pennsylvania
$175K +$72.2K +7,815 +72%
AIA
58
Allegis Investment Advisors
Idaho
$172K -$1.84K -199 -1%
Goldman Sachs
59
Goldman Sachs
New York
$169K +$167K +18,072 New
FAAS
60
First Allied Advisory Services
California
$152K -$212K -22,886 -59%
CL
61
CSS LLC
Illinois
$145K
Bank of New York Mellon
62
Bank of New York Mellon
New York
$144K +$47.3K +5,114 +50%
Northern Trust
63
Northern Trust
Illinois
$135K -$4.62K -500 -3%
CL
64
Choreo LLC
Illinois
$134K +$131K +14,190 New
AIG
65
American International Group
New York
$127K +$97.2K +10,517 +357%
Mariner
66
Mariner
Kansas
$122K
VC
67
Vicus Capital
Pennsylvania
$118K -$14.8K -1,599 -11%
SI
68
SII Investments
Wisconsin
$114K +$112K +12,100 New
NL
69
NWAM LLC
Washington
$112K
NPC
70
National Planning Corporation
California
$103K -$139K -15,088 -59%
SRC
71
Shufro Rose & Co
New York
$94K -$92.4K -10,000 Closed
ST
72
Sphinx Trading
Illinois
$94K
CAM
73
Columbia Asset Management
Michigan
$93K
Citigroup
74
Citigroup
New York
$82K -$832 -90 -1%
MFS
75
MSI Financial Services
Massachusetts
$81K +$22.4K +2,421 +39%