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Nuveen Preferred & Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Northern Trust
51
Northern Trust
Illinois
$183K -$13.8K -1,450 -7%
FAAS
52
First Allied Advisory Services
California
$181K -$3.64K -382 -2%
BCMU
53
BlueCrest Capital Management (UK)
Guernsey
$172K +$169K +17,713 New
Envestnet Asset Management
54
Envestnet Asset Management
Illinois
$153K +$150K +15,729 New
CL
55
CSS LLC
Illinois
$150K
PNC Financial Services Group
56
PNC Financial Services Group
Pennsylvania
$129K -$468K -49,124 -79%
Mariner
57
Mariner
Kansas
$126K
NL
58
NWAM LLC
Washington
$116K +$114K +11,950 New
DC
59
Davenport & Co
Virginia
$116K
WS
60
Wedbush Securities
California
$114K +$362 +38 +0.3%
US Bancorp
61
US Bancorp
Minnesota
$114K +$15.6K +1,637 +16%
Deutsche Bank
62
Deutsche Bank
Germany
$108K
FFSOTS
63
Fiduciary Financial Services of The Southwest
Texas
$108K
FCCM
64
First City Capital Management
Georgia
$103K
Jane Street
65
Jane Street
New York
$99K +$97K +10,191 New
OC
66
Oppenheimer & Co
New York
$98K -$833K -87,465 -90%
SRC
67
Shufro Rose & Co
New York
$97K
CAM
68
Columbia Asset Management
Michigan
$97K +$95.2K +10,000 New
JWA
69
JFS Wealth Advisors
Pennsylvania
$93K +$91.5K +9,610 New
Creative Planning
70
Creative Planning
Kansas
$79K -$48.4K -5,088 -39%
WA
71
WFG Advisors
Texas
$65K
AIG
72
American International Group
New York
$49.9K
SNT
73
Security National Trust
West Virginia
$46K
MFS
74
MSI Financial Services
Massachusetts
$42K
Citigroup
75
Citigroup
New York
$40K -$27.3K -2,866 -41%