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Nuveen Preferred & Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PK
326
Pflug Koory
Nebraska
$535 – – –
TRCT
327
Tower Research Capital (TRC)
New York
$81 -$268 -33 -77%
GI
328
GAMMA Investing
California
$57 – – –
SFAM
329
Sawyer Falduto Asset Management
Illinois
$8 +$8 +1 New
LAS
330
Lloyd Advisory Services
Georgia
$5 +$8 +1 New
SIA
331
Sit Investment Associates
Minnesota
– -$4.34M -529,686 Closed
RAM
332
Readystate Asset Management
Illinois
– -$1.47M -179,162 Closed
VF
333
Virtu Financial
New York
– -$698K -85,144 Closed
EAM
334
Everstar Asset Management
North Carolina
– -$566K -69,074 Closed
PS
335
Portfolio Strategies
New York
– -$333K -40,638 Closed
PM
336
Penbrook Management
New York
– -$211K -25,710 Closed
Fisher Asset Management
337
Fisher Asset Management
Washington
– -$181K -22,129 Closed
RWM
338
Ritholtz Wealth Management
New York
– -$119K -14,550 Closed
TWM
339
TCFG Wealth Management
California
– -$119K -14,525 Closed
AWA
340
Arkadios Wealth Advisors
Georgia
– -$87.6K -10,687 Closed
AIS
341
Accredited Investor Services
Minnesota
– -$86.6K -10,565 Closed
EIP
342
Ellis Investment Partners
Pennsylvania
– -$84K -10,244 Closed
EWA
343
Evolution Wealth Advisors
Florida
– -$83.3K -10,162 Closed
PFA
344
Pathway Financial Advisers
Indiana
– -$71.9K -8,771 Closed
FIA
345
FNY Investment Advisers
New York
– -$24K -3,000 Closed
NFSG
346
Newbridge Financial Services Group
Florida
– -$23.5K -2,872 Closed
MSG
347
Main Street Group
Virginia
– -$13.8K -1,681 Closed
GWP
348
Gen-Wealth Partners
Michigan
– -$3.52K -429 Closed
SIC
349
Salem Investment Counselors
North Carolina
– -$3.07K -374 Closed
Jones Financial Companies
350
Jones Financial Companies
Missouri
– -$2.13K -266 Closed