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Nuveen Preferred & Income Opportunities Fund
JPC

Name Holding Trade Value Shares
Change 		Change in
Stake
RC
301
Rareview Capital
Nevada
– -$2.34M -289,928 Closed
Jane Street
302
Jane Street
New York
– -$1.96M -243,162 Closed
PIWA
303
Prevail Innovative Wealth Advisors
Kansas
– -$1.92M -238,150 Closed
AA
304
AQR Arbitrage
Connecticut
– -$839K -103,913 Closed
CSPIA
305
Cary Street Partners Investment Advisory
Virginia
– -$750K -92,904 Closed
DAS
306
Diversify Advisory Services
Utah
– -$591K -73,000 Closed
WS
307
Wela Strategies
Georgia
– -$476K -59,040 Closed
XT
308
XTX Topco
Cayman Islands
– -$389K -48,226 Closed
4WM
309
49 Wealth Management
Texas
– -$375K -46,409 Closed
GS
310
GTS Securities
Florida
– -$336K -41,637 Closed
VF
311
Virtu Financial
New York
– -$235K -29,153 Closed
NAS
312
NWF Advisory Services
California
– -$235K -29,150 Closed
Calamos Advisors
313
Calamos Advisors
Illinois
– -$234K -29,024 Closed
MFG
314
Merit Financial Group
Georgia
– -$223K -27,646 Closed
DS
315
DRW Securities
Illinois
– -$176K -21,800 Closed
RFM
316
Royal Fund Management
Florida
– -$134K -16,550 Closed
PWPS
317
Pinnacle Wealth Planning Services
Ohio
– -$125K -15,433 Closed
BEI
318
Benjamin Edwards Inc
Missouri
– -$117K -14,456 Closed
EH
319
Equitable Holdings
New York
– -$116K -14,389 Closed
MIC
320
Meridian Investment Counsel
California
– -$112K -13,850 Closed
SFA
321
Sequoia Financial Advisors
Ohio
– -$105K -13,071 Closed
TSS
322
Two Sigma Securities
New York
– -$105K -12,996 Closed
GKWIM
323
Gerber Kawasaki Wealth & Investment Management
California
– -$104K -12,840 Closed
OAM
324
Occidental Asset Management
California
– -$101K -12,524 Closed
Northern Trust
325
Northern Trust
Illinois
– -$95.8K -11,867 Closed
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