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iShares Morningstar Small-Cap ETF

50 hedge funds and large institutions have $63.8M invested in iShares Morningstar Small-Cap ETF in 2020 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 8 increasing their positions, 14 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 5

14% more capital invested

Capital invested by funds: $56.2M → $63.8M (+$7.64M)

9.66% more ownership

Funds ownership: 123.74%133.4% (+9.7%)

2% more funds holding

Funds holding: 4950 (+1)

43% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 14

Holders
50
Holders Change
+1
Holders Change %
+2.04%
% of All Funds
1.01%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
8
Reduced
14
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$18.2M -$776K -19,656 -4%
AAS
2
Avantax Advisory Services
Texas
$5.55M +$4.51M +114,232 +418%
LPL Financial
3
LPL Financial
California
$3.64M -$206K -5,224 -5%
Citadel Advisors
4
Citadel Advisors
Florida
$3.35M +$3.37M +85,420 New
Thrivent Financial for Lutherans
5
Thrivent Financial for Lutherans
Minnesota
$3.19M
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$3.12M +$903K +22,848 +40%
Ameriprise
7
Ameriprise
Minnesota
$2.67M +$416K +10,520 +18%
Osaic Holdings
8
Osaic Holdings
Arizona
$2.46M -$17.5K -444 -0.7%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$2.03M -$2.62M -66,284 -56%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$1.89M -$212K -5,376 -10%
Wells Fargo
11
Wells Fargo
California
$1.88M -$73.6K -1,864 -4%
Goldman Sachs
12
Goldman Sachs
New York
$1.71M
BAMG
13
Brand Asset Management Group
Missouri
$1.57M
RJFSA
14
Raymond James Financial Services Advisors
Florida
$1.27M -$17.9K -452 -1%
UBS Group
15
UBS Group
Switzerland
$1.26M +$95.1K +2,408 +8%
Bank of America
16
Bank of America
North Carolina
$1.06M +$89.1K +2,256 +9%
ACP
17
Aveo Capital Partners
Colorado
$974K +$982K +24,856 New
CL
18
Choreo LLC
Illinois
$920K -$251K -6,364 -21%
TC
19
TAP Consulting
Missouri
$753K +$3K +76 +0.4%
NFG
20
Nations Financial Group
Iowa
$744K +$50.2K +1,272 +7%
PAG
21
Private Advisor Group
New Jersey
$613K -$49.6K -1,256 -7%
KAS
22
Kestra Advisory Services
Texas
$601K +$9.16K +232 New
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$493K -$21.8K -552 -4%
Citigroup
24
Citigroup
New York
$467K -$997K -25,232 -68%
JMPWA
25
JP Morgan Private Wealth Advisors
California
$385K

ISCB Hedge Fund Activity: Q3 2020 in Review

50 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in iShares Morningstar Small-Cap ETF (ISCB) for Q3 2020, worth a combined $63.8M — up 14% from $56.2M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new ISCB positions and 5 closed out — a net gain of 2 holders — while 8 added to existing stakes and 14 trimmed.

The largest buyer was Avantax Advisory Services, adding an estimated $4.51M. The largest seller was Royal Bank of Canada, cutting an estimated $2.62M.

  • 50 institutional investors held iShares Morningstar Small-Cap ETF (ISCB) as of Q3 2020, up from 49 in Q2 2020.
  • Funds reported $63.8M of iShares Morningstar Small-Cap ETF stock for Q3 2020, up 14% quarter-over-quarter.
  • 7 funds opened new iShares Morningstar Small-Cap ETF positions in Q3 2020 and 5 closed out, a net change of +2 holders.
  • The largest iShares Morningstar Small-Cap ETF buyer in Q3 2020 was Avantax Advisory Services, an estimated $4.51M added.
  • The largest iShares Morningstar Small-Cap ETF seller in Q3 2020 was Royal Bank of Canada, an estimated $2.62M sold.

Based on aggregated 13F filings for Q3 2020.