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iShares Morningstar Small-Cap ETF
ISCB

Overview Fund Activity

38 hedge funds and large institutions have $56.1M invested in iShares Morningstar Small-Cap ETF in 2014 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 8 increasing their positions, 15 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
38
Holders Change
+5
Holders Change %
+15.15%
% of All Funds
1.1%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
8
Reduced
15
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Goldman Sachs
Goldman Sachs
New York
+$1.58M
2
TH
Timber Hill
Connecticut
+$974K
3
RJFSA
Raymond James Financial Services Advisors
Florida
+$711K
4
Morgan Stanley
Morgan Stanley
New York
+$551K
5
FHC
First Heartland Consultants
Missouri
+$416K

Top Sellers

1
Wells Fargo
Wells Fargo
California
-$1.54M
2
AIG
American International Group
New York
-$899K
3
Invesco
Invesco
Georgia
-$711K
4
FAAS
First Allied Advisory Services
California
-$429K
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$325K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$13.8M +$551K +16,580 +4%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$6.1M -$325K -9,780 -5%
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$5.16M +$142K +4,268 +3%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$4.75M +$711K +21,420 +18%
LPL Financial
5
LPL Financial
California
$4.01M -$213K -6,404 -5%
Wells Fargo
6
Wells Fargo
California
$3.44M -$1.54M -46,308 -31%
Ameriprise
7
Ameriprise
Minnesota
$2.08M +$126K +3,792 +6%
PCM
8
Parsons Capital Management
Rhode Island
$1.96M +$117K +3,508 +6%
CIBC World Market
9
CIBC World Market
Ontario, Canada
$1.68M -$210K -6,312 -11%
Goldman Sachs
10
Goldman Sachs
New York
$1.58M +$1.58M +47,452 New
Citigroup
11
Citigroup
New York
$1.4M +$133 +4 +0%
Bank of America
12
Bank of America
North Carolina
$1.2M -$29.1K -876 -2%
U
13
UBS
Switzerland
$1.09M -$26.6K -800 -2%
CL
14
Choreo LLC
Illinois
$1.02M +$1.02M +30,644 New
TH
15
Timber Hill
Connecticut
$974K +$974K +29,332 New
AIG
16
American International Group
New York
$885K -$899K -27,060 -50%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$839K -$17.7K -532 -2%
CA
18
Cetera Advisors
Colorado
$603K -$34.1K -1,024 -5%
NPC
19
National Planning Corporation
California
$510K -$66.7K -1,968 -12%
FHC
20
First Heartland Consultants
Missouri
$416K +$416K +12,532 New
CAN
21
Cetera Advisor Networks
California
$400K +$36.1K +1,092 +10%
PI
22
Placemark Investments
Illinois
$394K -$21.1K -636 -5%
AP
23
Advisors Preferred
Maryland
$328K +$328K +9,872 New
CS
24
Credit Suisse
Switzerland
$322K – – –
ASN
25
Advisory Services Network
Georgia
$295K -$60.6K -1,824 -17%
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