We are live on ! Find out more
ISCB icon

iShares Morningstar Small-Cap ETF

42 hedge funds and large institutions have $56.2M invested in iShares Morningstar Small-Cap ETF in 2016 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 13 increasing their positions, 12 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

11% more capital invested

Capital invested by funds: $50.6M → $56.2M (+$5.55M)

3.65% more ownership

Funds ownership: 103.6%107.25% (+3.6%)

8% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 12

0% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 6

2% less funds holding

Funds holding: 4342 (-1)

Holders
42
Holders Change
-1
Holders Change %
-2.33%
% of All Funds
1.12%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
13
Reduced
12
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$14.8M +$1.95M +54,448 +15%
Ameriprise
2
Ameriprise
Minnesota
$9.75M +$4.42M +123,224 +84%
Bank of America
3
Bank of America
North Carolina
$3.62M +$167K +4,648 +5%
LPL Financial
4
LPL Financial
California
$3.27M -$443K -12,348 -12%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$2.57M -$3.47M -96,644 -58%
UBS Group
6
UBS Group
Switzerland
$2.39M -$74.4K -2,076 -3%
Wells Fargo
7
Wells Fargo
California
$2.34M +$599K +16,692 +35%
PCM
8
Parsons Capital Management
Rhode Island
$2.19M +$57.4K +1,600 +3%
PAG
9
Private Advisor Group
New Jersey
$2.13M +$2.13M +59,392 New
RJFSA
10
Raymond James Financial Services Advisors
Florida
$2.1M +$565K +15,744 +37%
Citigroup
11
Citigroup
New York
$1.85M -$247K -6,876 -12%
CL
12
Choreo LLC
Illinois
$1.39M
JMPWA
13
JP Morgan Private Wealth Advisors
California
$1.02M +$660K +18,416 +190%
VFA
14
Voya Financial Advisors
Connecticut
$988K -$8.89K -248 -0.9%
Goldman Sachs
15
Goldman Sachs
New York
$825K -$115K -3,200 -12%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$791K +$65.5K +1,828 +9%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$755K -$31.1K -868 -4%
MFS
18
MSI Financial Services
Massachusetts
$588K -$16.4K -456 -3%
MML Investors Services
19
MML Investors Services
Massachusetts
$570K -$1.65M -46,016 -75%
AG
20
Advisor Group
Arizona
$443K +$11K +308 +3%
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
$392K -$8.61K -240 -2%
NPC
22
National Planning Corporation
California
$374K +$30.8K +860 +9%
NFG
23
Nations Financial Group
Iowa
$313K +$32.3K +900 +12%
IF
24
Ironwood Financial
Arizona
$189K
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$131K +$11.9K +332 +10%

ISCB Hedge Fund Activity: Q3 2016 in Review

42 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in iShares Morningstar Small-Cap ETF (ISCB) for Q3 2016, worth a combined $56.2M — up 11% from $50.6M a quarter earlier.

Fund positioning in ISCB was balanced in Q3 2016: 6 funds opened new positions, 6 closed out, 13 added to existing stakes and 12 trimmed.

The largest buyer was Ameriprise, adding an estimated $4.42M. The largest seller was Susquehanna International Group, cutting an estimated $3.47M.

  • 42 institutional investors held iShares Morningstar Small-Cap ETF (ISCB) as of Q3 2016, down from 43 in Q2 2016.
  • Funds reported $56.2M of iShares Morningstar Small-Cap ETF stock for Q3 2016, up 11% quarter-over-quarter.
  • 6 funds opened new iShares Morningstar Small-Cap ETF positions in Q3 2016 and 6 closed out, a net change of 0 holders.
  • The largest iShares Morningstar Small-Cap ETF buyer in Q3 2016 was Ameriprise, an estimated $4.42M added.
  • The largest iShares Morningstar Small-Cap ETF seller in Q3 2016 was Susquehanna International Group, an estimated $3.47M sold.

Based on aggregated 13F filings for Q3 2016.