ISCB icon

iShares Morningstar Small-Cap ETF
ISCB

Overview Fund Activity

30 hedge funds and large institutions have $33.9M invested in iShares Morningstar Small-Cap ETF in 2013 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 13 increasing their positions, 9 reducing their positions, and 2 closing their positions.

Holders
30
Holders Change
+1
Holders Change %
+3.45%
% of All Funds
0.97%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
13
Reduced
9
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$8.94M
2
U
2
UBS
Switzerland
$1.91M
3
AIG
3
American International Group
New York
$921K
4
Citigroup
4
Citigroup
New York
$1.21M
5
LPL Financial
5
LPL Financial
California
$4.09M

Top Sellers

1
FAAS
1
First Allied Advisory Services
California
$1.62M
2
CIBC World Market
2
CIBC World Market
Ontario, Canada
$1.02M
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$2.31M
4
Wells Fargo
4
Wells Fargo
California
$2.5M
5
CS
5
Credit Suisse
Switzerland
$312K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$8.94M 75,135 +18,366 +32%
LPL Financial
2
LPL Financial
California
$4.09M 33,711 +1,668 +5%
Wells Fargo
3
Wells Fargo
California
$2.5M 20,978 -1,223 -6%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$2.31M 19,362 -3,178 -14%
U
5
UBS
Switzerland
$1.91M 16,015 +7,549 +89%
PCM
6
Parsons Capital Management
Rhode Island
$1.64M 13,793 +250 +2%
FAAS
7
First Allied Advisory Services
California
$1.62M 13,628 -13,699 -50%
Ameriprise
8
Ameriprise
Minnesota
$1.47M 12,363 +420 +4%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.44M 12,091 +1,525 +14%
Citigroup
10
Citigroup
New York
$1.21M 10,138 +3,753 +59%
Bank of America
11
Bank of America
North Carolina
$1.03M 8,660 +1,504 +21%
CIBC World Market
12
CIBC World Market
Ontario, Canada
$1.02M 8,563 -6,368 -43%
AIG
13
American International Group
New York
$921K 7,737 +6,355 +460%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$663K 5,573 -262 -4%
Invesco
15
Invesco
Georgia
$655K 5,500 – –
CA
16
Cetera Advisors
Colorado
$588K 4,943 -9 -0.2%
NPC
17
National Planning Corporation
California
$506K 4,211 +30 +0.7%
PI
18
Placemark Investments
Illinois
$403K 3,389 -74 -2%
CS
19
Credit Suisse
Switzerland
$312K 2,625 -700 -21%
CAN
20
Cetera Advisor Networks
California
$292K 2,441 +526 +27%
MFS
21
MSI Financial Services
Massachusetts
$153K 1,283 +920 +253%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$50K 416 – –
S
23
SignatureFD
Georgia
$36K 300 +300 New
FWM
24
Focused Wealth Management
New York
$34K 286 +286 New
WA
25
WFG Advisors
Texas
$25K 212 +36 +20%
1
2