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iShares Morningstar Small-Cap ETF

39 hedge funds and large institutions have $43M invested in iShares Morningstar Small-Cap ETF in 2014 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 13 increasing their positions, 11 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 6

18% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 11

8% more funds holding

Funds holding: 3639 (+3)

13.29% less ownership

Funds ownership: 96.19%82.9% (-13%)

13% less capital invested

Capital invested by funds: $49.7M → $43M (-$6.67M)

Holders
39
Holders Change
+3
Holders Change %
+8.33%
% of All Funds
1.04%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
13
Reduced
11
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$14.2M +$646K +19,324 +5%
LPL Financial
2
LPL Financial
California
$4.84M +$794K +23,744 +20%
Wells Fargo
3
Wells Fargo
California
$4.1M +$25.5K +764 +0.7%
Ameriprise
4
Ameriprise
Minnesota
$2.81M +$317K +9,484 +13%
PCM
5
Parsons Capital Management
Rhode Island
$2.27M +$232K +6,940 +12%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$2M -$4.51M -134,844 -70%
Citigroup
7
Citigroup
New York
$1.5M +$35.6K +1,064 +3%
Goldman Sachs
8
Goldman Sachs
New York
$1.5M -$128K -3,844 -8%
UBS Group
9
UBS Group
Switzerland
$1.26M +$1.22M +36,444 New
Bank of America
10
Bank of America
North Carolina
$1.2M -$30.5K -912 -3%
CL
11
Choreo LLC
Illinois
$1.07M +$2.81K +84 +0.3%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$1.05M -$4.15M -124,208 -80%
CA
13
Cetera Advisors
Colorado
$815K -$93.5K -2,796 -11%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$745K -$9.89K -296 -1%
PAG
15
Private Advisor Group
New Jersey
$540K -$29.4K -880 -5%
PI
16
Placemark Investments
Illinois
$472K -$14K -420 -3%
NPC
17
National Planning Corporation
California
$462K -$21K -628 -4%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$399K +$19.7K +588 +5%
NFG
19
Next Financial Group
Texas
$355K +$24.1K +720 +8%
CS
20
Credit Suisse
Switzerland
$336K
CAN
21
Cetera Advisor Networks
California
$206K +$200K +5,988 New
CIBC World Market
22
CIBC World Market
Ontario, Canada
$204K -$99.3K -2,972 -34%
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$188K +$80.1K +2,396 +79%
CFA
24
CT Financial Advisors
Pennsylvania
$88.7K +$85.4K +2,556 New
BKA
25
Brick & Kyle Associates
Pennsylvania
$62K +$60.2K +1,800 New

ISCB Hedge Fund Activity: Q4 2014 in Review

39 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in iShares Morningstar Small-Cap ETF (ISCB) for Q4 2014, worth a combined $43M — down 13% from $49.7M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new ISCB positions and 6 closed out — a net gain of 4 holders — while 13 added to existing stakes and 11 trimmed.

The largest buyer was LPL Financial, adding an estimated $794K. The largest seller was Royal Bank of Canada, cutting an estimated $4.51M.

  • 39 institutional investors held iShares Morningstar Small-Cap ETF (ISCB) as of Q4 2014, up from 36 in Q3 2014.
  • Funds reported $43M of iShares Morningstar Small-Cap ETF stock for Q4 2014, down 13% quarter-over-quarter.
  • 10 funds opened new iShares Morningstar Small-Cap ETF positions in Q4 2014 and 6 closed out, a net change of +4 holders.
  • The largest iShares Morningstar Small-Cap ETF buyer in Q4 2014 was LPL Financial, an estimated $794K added.
  • The largest iShares Morningstar Small-Cap ETF seller in Q4 2014 was Royal Bank of Canada, an estimated $4.51M sold.

Based on aggregated 13F filings for Q4 2014.