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iShares Morningstar Small-Cap ETF
ISCB

Overview Fund Activity

33 hedge funds and large institutions have $53.3M invested in iShares Morningstar Small-Cap ETF in 2013 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 16 increasing their positions, 8 reducing their positions, and 1 closing their positions.

Holders
33
Holders Change
+3
Holders Change %
+10%
% of All Funds
0.96%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
16
Reduced
8
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$6.26M
2
RJFSA
2
Raymond James Financial Services Advisors
Florida
$3.93M
3
Morgan Stanley
3
Morgan Stanley
New York
$12.9M
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$4.89M
5
Wells Fargo
5
Wells Fargo
California
$4.85M

Top Sellers

1
FAAS
1
First Allied Advisory Services
California
$429K
2
U
2
UBS
Switzerland
$1.08M
3
LPL Financial
3
LPL Financial
California
$4.11M
4
S
4
SignatureFD
Georgia
$0
5
PI
5
Placemark Investments
Illinois
$404K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$12.9M 100,106 +24,971 +33%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$6.26M 48,386 +36,295 +300%
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$4.89M 37,783 +18,421 +95%
Wells Fargo
4
Wells Fargo
California
$4.85M 37,486 +16,508 +79%
LPL Financial
5
LPL Financial
California
$4.11M 31,781 -1,930 -6%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$3.93M 30,425 +30,425 New
Ameriprise
7
Ameriprise
Minnesota
$1.91M 14,741 +2,378 +19%
CIBC World Market
8
CIBC World Market
Ontario, Canada
$1.84M 14,193 +5,630 +66%
PCM
9
Parsons Capital Management
Rhode Island
$1.8M 13,883 +90 +0.7%
AIG
10
American International Group
New York
$1.74M 13,424 +5,687 +74%
Citigroup
11
Citigroup
New York
$1.36M 10,523 +385 +4%
Bank of America
12
Bank of America
North Carolina
$1.19M 9,218 +558 +6%
U
13
UBS
Switzerland
$1.08M 8,381 -7,634 -48%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$834K 6,450 +877 +16%
Invesco
15
Invesco
Georgia
$711K 5,500 – –
CA
16
Cetera Advisors
Colorado
$618K 4,788 -155 -3%
NPC
17
National Planning Corporation
California
$552K 4,255 +44 +1%
FAAS
18
First Allied Advisory Services
California
$429K 3,322 -10,306 -76%
PI
19
Placemark Investments
Illinois
$404K 3,128 -261 -8%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$399K 3,082 +2,666 +641%
CAN
21
Cetera Advisor Networks
California
$357K 2,748 +307 +13%
ASN
22
Advisory Services Network
Georgia
$346K 2,675 +2,675 New
CS
23
Credit Suisse
Switzerland
$314K 2,425 -200 -8%
V
24
Veritable
Delaware
$156K 1,210 +1,210 New
MFS
25
MSI Financial Services
Massachusetts
$142K 1,101 -182 -14%
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