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iShares Morningstar Small-Cap ETF
ISCB

54 hedge funds and large institutions have $55.4M invested in iShares Morningstar Small-Cap ETF in 2020 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 13 increasing their positions, 18 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

25.15% more ownership

Funds ownership: 110.76% → 135.91% (+25%)

16% less funds holding

Funds holding: 64 → 54 (-10)

19% less capital invested

Capital invested by funds: $68M → $55.4M (-$12.6M)

28% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 18

62% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 13

Holders
54
Holders Change
-10
Holders Change %
-15.63%
% of All Funds
1.19%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
13
Reduced
18
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$9.98M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$3.81M
3
Citadel Advisors
Citadel Advisors
Florida
+$2.46M
4
Wells Fargo
Wells Fargo
California
+$1.1M
5
LPL Financial
LPL Financial
California
+$711K

Top Sellers

Rank Fund Capital Flow
1
ASN
Advisory Services Network
Georgia
-$2.62M
2
SHA
Seneca House Advisors
Virginia
-$506K
3
JMPWA
JP Morgan Private Wealth Advisors
California
-$418K
4
UBS Group
UBS Group
Switzerland
-$401K
5
BMCM
Bryn Mawr Capital Management
Pennsylvania
-$289K
Name Holding Trade Value Shares
Change 		Change in
Stake
CAC
51
Certified Advisory Corp
Florida
$4K – – –
OAJ
52
Ogorek Anthony Joseph
New York
$4K – – –
GRP
53
Global Retirement Partners
California
$2K – – –
Carson Wealth (CWM LLC)
54
Carson Wealth (CWM LLC)
Nebraska
$1K – – –
SHA
55
Seneca House Advisors
Virginia
– -$506K -10,732 Closed
BMCM
56
Bryn Mawr Capital Management
Pennsylvania
– -$289K -6,128 Closed
Envestnet Asset Management
57
Envestnet Asset Management
Illinois
– -$277K -5,872 Closed
Franklin Resources
58
Franklin Resources
California
– -$217K -4,600 Closed
SPC
59
Sigma Planning Corp
Michigan
– -$212K -4,496 Closed
AHC
60
Adell Harriman & Carpenter
Texas
– -$208K -4,404 Closed
Bank of New York Mellon
61
Bank of New York Mellon
New York
– -$207K -4,380 Closed
V
62
Veritable
Delaware
– -$203K -4,296 Closed
ACM
63
Anfield Capital Management
California
– -$44K -940 Closed
HPC
64
HM Payson & Co
Maine
– -$34K -716 Closed
GWM
65
Geneos Wealth Management
Colorado
– -$25K -532 Closed
RIA
66
Realta Investment Advisors
Delaware
– -$19K -400 Closed
WEC
67
Winslow Evans & Crocker
Massachusetts
– -$20K -400 Closed
1 2
3

ISCB Hedge Fund Activity: Q1 2020 in Review

54 of the 4,539 institutional investors tracked by Wall St. Rank reported a position in iShares Morningstar Small-Cap ETF (ISCB) for Q1 2020, worth a combined $55.4M — down 19% from $68M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of ISCB and 5 opened new positions — a net loss of 8 holders — while 18 trimmed existing stakes and 13 added.

The largest buyer was Morgan Stanley, adding an estimated $9.98M. The largest seller was Advisory Services Network, cutting an estimated $2.62M.

  • 54 institutional investors held iShares Morningstar Small-Cap ETF (ISCB) as of Q1 2020, down from 64 in Q4 2019.
  • Funds reported $55.4M of iShares Morningstar Small-Cap ETF stock for Q1 2020, down 19% quarter-over-quarter.
  • 5 funds opened new iShares Morningstar Small-Cap ETF positions in Q1 2020 and 13 closed out, a net change of -8 holders.
  • The largest iShares Morningstar Small-Cap ETF buyer in Q1 2020 was Morgan Stanley, an estimated $9.98M added.
  • The largest iShares Morningstar Small-Cap ETF seller in Q1 2020 was Advisory Services Network, an estimated $2.62M sold.

Based on aggregated 13F filings for Q1 2020.