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iShares Morningstar Small-Cap ETF
ISCB

65 hedge funds and large institutions have $71M invested in iShares Morningstar Small-Cap ETF in 2023 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 15 increasing their positions, 18 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 6

5% more capital invested

Capital invested by funds: $67.4M → $71M (+$3.6M)

2% more funds holding

Funds holding: 64 → 65 (+1)

0.52% more ownership

Funds ownership: 34.88% → 35.4% (+0.52%)

17% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 18

Holders
65
Holders Change
+1
Holders Change %
+1.56%
% of All Funds
1.04%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
15
Reduced
18
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
+$1.73M
2
AWM
Adams Wealth Management
Utah
+$1.4M
3
Mercer Global Advisors
Mercer Global Advisors
Colorado
+$1.34M
4
Bank of America
Bank of America
North Carolina
+$1.22M
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$740K

Top Sellers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
-$2.2M
2
Citadel Advisors
Citadel Advisors
Florida
-$1.27M
3
FTUS
Flow Traders U.S.
New York
-$531K
4
Ameriprise
Ameriprise
Minnesota
-$322K
5
Morgan Stanley
Morgan Stanley
New York
-$70.9K
Name Holding Trade Value Shares
Change 		Change in
Stake
JMPWA
26
JP Morgan Private Wealth Advisors
California
$489K +$97 +2 +0%
Cambridge Investment Research Advisors
27
Cambridge Investment Research Advisors
Iowa
$464K -$6.17K -127 -1%
PAG
28
Private Advisor Group
New Jersey
$453K +$464K +9,562 New
Susquehanna International Group
29
Susquehanna International Group
Pennsylvania
$442K +$453K +9,331 New
RJFSA
30
Raymond James Financial Services Advisors
Florida
$436K +$9.37K +193 +2%
LFAS
31
Level Four Advisory Services
Texas
$414K – – –
PCM
32
Parsons Capital Management
Rhode Island
$398K – – –
PNC Financial Services Group
33
PNC Financial Services Group
Pennsylvania
$379K – – –
FA
34
Flagstar Advisors
New York
$371K -$51.8K -1,067 -12%
CAN
35
Cetera Advisor Networks
California
$365K – – –
KAS
36
Kestra Advisory Services
Texas
$349K -$67.6K -1,392 -16%
Citigroup
37
Citigroup
New York
$342K -$1.26K -26 -0.4%
SPC
38
Sigma Planning Corp
Michigan
$302K +$7.53K +155 +2%
PVAMC
39
PPS&V Asset Management Consultants
Michigan
$281K +$923 +19 +0.3%
Janney Montgomery Scott
40
Janney Montgomery Scott
Pennsylvania
$221K -$4.08K -84 -2%
Franklin Resources
41
Franklin Resources
California
$199K – – –
BC
42
Bartlett & Co
Ohio
$171K – – –
BCWM
43
Bartlett & Co Wealth Management
Ohio
$171K – – –
Northwestern Mutual Wealth Management
44
Northwestern Mutual Wealth Management
Wisconsin
$112K +$923 +19 +0.8%
FCA
45
FinTrust Capital Advisors
South Carolina
$97.6K – – –
FFA
46
Farther Finance Advisors
California
$73.6K – – –
Fidelity Investments
47
Fidelity Investments
Massachusetts
$62.9K +$49 +1 +0.1%
SPIA
48
Steward Partners Investment Advisory
New York
$54K – – –
BFPW
49
BOK Financial Private Wealth
Colorado
$40.6K – – –
MPCG
50
Matrix Private Capital Group
New York
$37.5K – – –
1
2
3

ISCB Hedge Fund Activity: Q1 2023 in Review

65 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in iShares Morningstar Small-Cap ETF (ISCB) for Q1 2023, worth a combined $71M — up 5.3% from $67.4M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new ISCB positions and 6 closed out — a net gain of 3 holders — while 15 added to existing stakes and 18 trimmed.

The largest buyer was LPL Financial, adding an estimated $1.73M. The largest seller was Wells Fargo, cutting an estimated $2.2M.

  • 65 institutional investors held iShares Morningstar Small-Cap ETF (ISCB) as of Q1 2023, up from 64 in Q4 2022.
  • Funds reported $71M of iShares Morningstar Small-Cap ETF stock for Q1 2023, up 5.3% quarter-over-quarter.
  • 9 funds opened new iShares Morningstar Small-Cap ETF positions in Q1 2023 and 6 closed out, a net change of +3 holders.
  • The largest iShares Morningstar Small-Cap ETF buyer in Q1 2023 was LPL Financial, an estimated $1.73M added.
  • The largest iShares Morningstar Small-Cap ETF seller in Q1 2023 was Wells Fargo, an estimated $2.2M sold.

Based on aggregated 13F filings for Q1 2023.