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iShares Morningstar Small-Cap ETF
ISCB

50 hedge funds and large institutions have $63.8M invested in iShares Morningstar Small-Cap ETF in 2020 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 8 increasing their positions, 14 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 5

14% more capital invested

Capital invested by funds: $56.2M → $63.8M (+$7.64M)

9.66% more ownership

Funds ownership: 123.74% → 133.4% (+9.7%)

2% more funds holding

Funds holding: 49 → 50 (+1)

43% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 14

Holders
50
Holders Change
+1
Holders Change %
+2.04%
% of All Funds
1.01%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
8
Reduced
14
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
AAS
Avantax Advisory Services
Texas
+$4.51M
2
Citadel Advisors
Citadel Advisors
Florida
+$3.37M
3
ACP
Aveo Capital Partners
Colorado
+$982K
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$903K
5
Ameriprise
Ameriprise
Minnesota
+$416K

Top Sellers

Rank Fund Capital Flow
1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$2.62M
2
PWM
Provident Wealth Management
Tennessee
-$1.52M
3
VFA
Voya Financial Advisors
Connecticut
-$1.02M
4
Citigroup
Citigroup
New York
-$997K
5
Morgan Stanley
Morgan Stanley
New York
-$776K
Name Holding Trade Value Shares
Change 		Change in
Stake
RJA
26
Raymond James & Associates
Florida
$378K -$29.9K -756 -7%
LFAS
27
Level Four Advisory Services
Texas
$342K – – –
PCM
28
Parsons Capital Management
Rhode Island
$341K – – –
PNC Financial Services Group
29
PNC Financial Services Group
Pennsylvania
$314K – – –
SPC
30
Sigma Planning Corp
Michigan
$224K +$9.8K +248 +5%
BMCM
31
Bryn Mawr Capital Management
Pennsylvania
$216K – – –
WWM
32
Western Wealth Management
Colorado
$209K +$210K +5,308 New
Franklin Resources
33
Franklin Resources
California
$180K – – –
BCWM
34
Bartlett & Co Wealth Management
Ohio
$141K – – –
BC
35
Bartlett & Co
Ohio
$141K – – –
ASN
36
Advisory Services Network
Georgia
$118K +$119K +3,000 New
IF
37
Ironwood Financial
Arizona
$81K -$13.4K -340 -14%
SFS
38
Sowell Financial Services
Arkansas
$68K – – –
Fidelity Investments
39
Fidelity Investments
Massachusetts
$53K -$158 -4 -0.3%
APA
40
American Portfolios Advisors
New York
$31.8K – – –
NNP
41
Nachman Norwood & Parrott
South Carolina
$30K +$30.2K +764 New
MPCG
42
Matrix Private Capital Group
New York
$26K – – –
HCM
43
Highlander Capital Management
New Jersey
$24K – – –
FWM
44
Focused Wealth Management
New York
$17K – – –
TFGT
45
TS Financial Group (TSFG)
Illinois
$16K – – –
NFG
46
Next Financial Group
Texas
$14K +$14.1K +356 New
AIC
47
Archer Investment Corporation
Indiana
$8.15K – – –
OAJ
48
Ogorek Anthony Joseph
New York
$5K – – –
HNB
49
Huntington National Bank
Ohio
$3K – – –
GRP
50
Global Retirement Partners
California
$2K – – –
1
2
3

ISCB Hedge Fund Activity: Q3 2020 in Review

50 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in iShares Morningstar Small-Cap ETF (ISCB) for Q3 2020, worth a combined $63.8M — up 14% from $56.2M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new ISCB positions and 5 closed out — a net gain of 2 holders — while 8 added to existing stakes and 14 trimmed.

The largest buyer was Avantax Advisory Services, adding an estimated $4.51M. The largest seller was Royal Bank of Canada, cutting an estimated $2.62M.

  • 50 institutional investors held iShares Morningstar Small-Cap ETF (ISCB) as of Q3 2020, up from 49 in Q2 2020.
  • Funds reported $63.8M of iShares Morningstar Small-Cap ETF stock for Q3 2020, up 14% quarter-over-quarter.
  • 7 funds opened new iShares Morningstar Small-Cap ETF positions in Q3 2020 and 5 closed out, a net change of +2 holders.
  • The largest iShares Morningstar Small-Cap ETF buyer in Q3 2020 was Avantax Advisory Services, an estimated $4.51M added.
  • The largest iShares Morningstar Small-Cap ETF seller in Q3 2020 was Royal Bank of Canada, an estimated $2.62M sold.

Based on aggregated 13F filings for Q3 2020.