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iShares Morningstar Small-Cap ETF
ISCB

64 hedge funds and large institutions have $68M invested in iShares Morningstar Small-Cap ETF in 2019 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 16 increasing their positions, 16 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 6

5% more funds holding

Funds holding: 61 → 64 (+3)

0% more capital invested

Capital invested by funds: $67.7M → $68M (+$262K)

0% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 16

3.7% less ownership

Funds ownership: 114.46% → 110.76% (-3.7%)

Holders
64
Holders Change
+3
Holders Change %
+4.92%
% of All Funds
1.26%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
16
Reduced
16
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
LTFS
Ladenburg Thalmann Financial Services
Florida
+$1.97M
2
RJFSA
Raymond James Financial Services Advisors
Florida
+$1.65M
3
Citadel Advisors
Citadel Advisors
Florida
+$411K
4
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$292K
5
AAS
Avantax Advisory Services
Texas
+$227K

Top Sellers

Rank Fund Capital Flow
1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$6.73M
2
Ameriprise
Ameriprise
Minnesota
-$1.94M
3
ASN
Advisory Services Network
Georgia
-$615K
4
Jane Street
Jane Street
New York
-$575K
5
VF
Virtu Financial
New York
-$459K
Name Holding Trade Value Shares
Change 		Change in
Stake
RJA
26
Raymond James & Associates
Florida
$616K +$97.5K +2,144 +20%
SHA
27
Seneca House Advisors
Virginia
$506K -$37.5K -824 -7%
AG
28
Advisor Group
Arizona
$503K +$6.37K +140 +1%
PCM
29
Parsons Capital Management
Rhode Island
$430K – – –
LFAS
30
Level Four Advisory Services
Texas
$412K – – –
WWM
31
Western Wealth Management
Colorado
$386K -$15.5K -340 -4%
PNC Financial Services Group
32
PNC Financial Services Group
Pennsylvania
$378K – – –
Susquehanna International Group
33
Susquehanna International Group
Pennsylvania
$340K – – –
BMCM
34
Bryn Mawr Capital Management
Pennsylvania
$289K – – –
Envestnet Asset Management
35
Envestnet Asset Management
Illinois
$277K -$139K -3,064 -34%
IF
36
Ironwood Financial
Arizona
$222K -$909 -20 -0.4%
Franklin Resources
37
Franklin Resources
California
$217K – – –
SPC
38
Sigma Planning Corp
Michigan
$212K +$204K +4,496 New
AHC
39
Adell Harriman & Carpenter
Texas
$208K -$78.6K -1,728 -28%
Bank of New York Mellon
40
Bank of New York Mellon
New York
$207K -$13.6K -300 -6%
V
41
Veritable
Delaware
$203K +$195K +4,296 New
AIC
42
Ameritas Investment Company
Nebraska
$107K +$103K +2,272 New
William Blair & Company
43
William Blair & Company
Illinois
$104K – – –
US Bancorp
44
US Bancorp
Minnesota
$94K – – –
Fidelity Investments
45
Fidelity Investments
Massachusetts
$87K – – –
APA
46
American Portfolios Advisors
New York
$85.9K +$73.7K +1,620 +810%
SFS
47
Sowell Financial Services
Arkansas
$82K – – –
ACM
48
Anfield Capital Management
California
$44K +$42.7K +940 New
HPC
49
HM Payson & Co
Maine
$34K +$32.6K +716 New
SMFS
50
Squar Milner Financial Services
California
$33K +$31.8K +700 New
1
2
3

ISCB Hedge Fund Activity: Q4 2019 in Review

64 of the 5,076 institutional investors tracked by Wall St. Rank reported a position in iShares Morningstar Small-Cap ETF (ISCB) for Q4 2019, worth a combined $68M — up 0.39% from $67.7M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new ISCB positions and 6 closed out — a net gain of 3 holders — while 16 added to existing stakes and 16 trimmed.

The largest buyer was Ladenburg Thalmann Financial Services, adding an estimated $1.97M. The largest seller was Royal Bank of Canada, cutting an estimated $6.73M.

  • 64 institutional investors held iShares Morningstar Small-Cap ETF (ISCB) as of Q4 2019, up from 61 in Q3 2019.
  • Funds reported $68M of iShares Morningstar Small-Cap ETF stock for Q4 2019, up 0.39% quarter-over-quarter.
  • 9 funds opened new iShares Morningstar Small-Cap ETF positions in Q4 2019 and 6 closed out, a net change of +3 holders.
  • The largest iShares Morningstar Small-Cap ETF buyer in Q4 2019 was Ladenburg Thalmann Financial Services, an estimated $1.97M added.
  • The largest iShares Morningstar Small-Cap ETF seller in Q4 2019 was Royal Bank of Canada, an estimated $6.73M sold.

Based on aggregated 13F filings for Q4 2019.