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iShares Morningstar Small-Cap ETF
ISCB

61 hedge funds and large institutions have $67.7M invested in iShares Morningstar Small-Cap ETF in 2019 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 14 increasing their positions, 16 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

2.62% more ownership

Funds ownership: 111.84% → 114.46% (+2.6%)

2% more funds holding

Funds holding: 60 → 61 (+1)

3% more capital invested

Capital invested by funds: $65.9M → $67.7M (+$1.79M)

13% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 16

Holders
61
Holders Change
+1
Holders Change %
+1.67%
% of All Funds
1.34%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
14
Reduced
16
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$4.1M
2
Citadel Advisors
Citadel Advisors
Florida
+$1.89M
3
AHC
Adell Harriman & Carpenter
Texas
+$265K
4
AAS
Avantax Advisory Services
Texas
+$173K
5
Ameriprise
Ameriprise
Minnesota
+$143K

Top Sellers

Rank Fund Capital Flow
1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$3.32M
2
Jane Street
Jane Street
New York
-$561K
3
PAG
Private Advisor Group
New Jersey
-$552K
4
VF
Virtu Financial
New York
-$468K
5
MML Investors Services
MML Investors Services
Massachusetts
-$441K
Name Holding Trade Value Shares
Change 		Change in
Stake
SHA
26
Seneca House Advisors
Virginia
$506K – – –
RJA
27
Raymond James & Associates
Florida
$478K +$6.06K +140 +1%
AG
28
Advisor Group
Arizona
$462K -$17.5K -404 -4%
VF
29
Virtu Financial
New York
$459K -$468K -10,800 -51%
PCM
30
Parsons Capital Management
Rhode Island
$398K – – –
Envestnet Asset Management
31
Envestnet Asset Management
Illinois
$391K -$164K -3,796 -30%
LFAS
32
Level Four Advisory Services
Texas
$382K – – –
WWM
33
Western Wealth Management
Colorado
$380K +$26.8K +620 +8%
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$350K – – –
Susquehanna International Group
35
Susquehanna International Group
Pennsylvania
$316K -$3.32M -76,652 -91%
LFA
36
Legacy Financial Advisors
Kentucky
$313K – – –
AHC
37
Adell Harriman & Carpenter
Texas
$268K +$265K +6,132 New
BMCM
38
Bryn Mawr Capital Management
Pennsylvania
$268K – – –
BSW
39
Buckingham Strategic Wealth
Missouri
$223K – – –
IF
40
Ironwood Financial
Arizona
$206K – – –
Bank of New York Mellon
41
Bank of New York Mellon
New York
$205K -$3.46K -80 -2%
Franklin Resources
42
Franklin Resources
California
$201K – – –
William Blair & Company
43
William Blair & Company
Illinois
$96K – – –
US Bancorp
44
US Bancorp
Minnesota
$88K – – –
Fidelity Investments
45
Fidelity Investments
Massachusetts
$80K – – –
SFS
46
Sowell Financial Services
Arkansas
$76K +$75.3K +1,740 New
Northwestern Mutual Wealth Management
47
Northwestern Mutual Wealth Management
Wisconsin
$28K +$5.89K +136 +27%
HCM
48
Highlander Capital Management
New Jersey
$27K – – –
GWM
49
Geneos Wealth Management
Colorado
$23K – – –
CAPTRUST Financial Advisors
50
CAPTRUST Financial Advisors
North Carolina
$20K – – –
1
2
3

ISCB Hedge Fund Activity: Q3 2019 in Review

61 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in iShares Morningstar Small-Cap ETF (ISCB) for Q3 2019, worth a combined $67.7M — up 2.7% from $65.9M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new ISCB positions and 3 closed out — a net gain of 1 holder — while 14 added to existing stakes and 16 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $4.1M. The largest seller was Susquehanna International Group, cutting an estimated $3.32M.

  • 61 institutional investors held iShares Morningstar Small-Cap ETF (ISCB) as of Q3 2019, up from 60 in Q2 2019.
  • Funds reported $67.7M of iShares Morningstar Small-Cap ETF stock for Q3 2019, up 2.7% quarter-over-quarter.
  • 4 funds opened new iShares Morningstar Small-Cap ETF positions in Q3 2019 and 3 closed out, a net change of +1 holder.
  • The largest iShares Morningstar Small-Cap ETF buyer in Q3 2019 was Royal Bank of Canada, an estimated $4.1M added.
  • The largest iShares Morningstar Small-Cap ETF seller in Q3 2019 was Susquehanna International Group, an estimated $3.32M sold.

Based on aggregated 13F filings for Q3 2019.