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iShares Morningstar Small-Cap ETF
ISCB

60 hedge funds and large institutions have $51.8M invested in iShares Morningstar Small-Cap ETF in 2018 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 9 increasing their positions, 22 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 8

7% more funds holding

Funds holding: 56 → 60 (+4)

18.34% less ownership

Funds ownership: 122.13% → 103.8% (-18%)

46% less capital invested

Capital invested by funds: $95.2M → $51.8M (-$43.4M)

59% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 22

Holders
60
Holders Change
+4
Holders Change %
+7.14%
% of All Funds
1.34%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
9
Reduced
22
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$2.51M
2
ASN
Advisory Services Network
Georgia
+$872K
3
VF
Virtu Financial
New York
+$689K
4
JMPWA
JP Morgan Private Wealth Advisors
California
+$645K
5
LFA
Legacy Financial Advisors
Kentucky
+$292K

Top Sellers

Rank Fund Capital Flow
1
Ameriprise
Ameriprise
Minnesota
-$8.05M
2
Citadel Advisors
Citadel Advisors
Florida
-$6.28M
3
Wells Fargo
Wells Fargo
California
-$1.52M
4
PAG
Private Advisor Group
New Jersey
-$878K
5
Jane Street
Jane Street
New York
-$570K
Name Holding Trade Value Shares
Change 		Change in
Stake
SHA
26
Seneca House Advisors
Virginia
$420K +$10.8K +264 +2%
IDA
27
Intelligence Driven Advisers
California
$411K +$455K +11,120 New
RJA
28
Raymond James & Associates
Florida
$397K -$34.8K -852 -7%
MML Investors Services
29
MML Investors Services
Massachusetts
$394K -$248K -6,076 -36%
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$375K -$56.3K -1,376 -12%
AG
31
Advisor Group
Arizona
$370K -$36.6K -896 -8%
PCM
32
Parsons Capital Management
Rhode Island
$366K – – –
LFAS
33
Level Four Advisory Services
Texas
$312K – – –
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$311K -$8.18K -200 -2%
WWM
35
Western Wealth Management
Colorado
$305K +$343K +8,380 New
Jane Street
36
Jane Street
New York
$283K -$570K -13,936 -65%
LFA
37
Legacy Financial Advisors
Kentucky
$264K +$292K +7,144 New
BMCM
38
Bryn Mawr Capital Management
Pennsylvania
$227K +$251K +6,128 New
IF
39
Ironwood Financial
Arizona
$193K – – –
William Blair & Company
40
William Blair & Company
Illinois
$88K +$89.9K +2,200 New
US Bancorp
41
US Bancorp
Minnesota
$74K -$40.9K -1,000 -33%
PGWM
42
Parisi Gray Wealth Management
New Jersey
$65K +$72.9K +1,784 New
Fidelity Investments
43
Fidelity Investments
Massachusetts
$41K – – –
WEC
44
Winslow Evans & Crocker
Massachusetts
$36K – – –
SMFS
45
Squar Milner Financial Services
California
$26K – – –
HCM
46
Highlander Capital Management
New Jersey
$23K – – –
SWM
47
SeaCrest Wealth Management
New York
$23K – – –
GWM
48
Geneos Wealth Management
Colorado
$19K – – –
FWM
49
Focused Wealth Management
New York
$16K – – –
Fifth Third Bancorp
50
Fifth Third Bancorp
Ohio
$15K – – –
1
2
3

ISCB Hedge Fund Activity: Q4 2018 in Review

60 of the 4,489 institutional investors tracked by Wall St. Rank reported a position in iShares Morningstar Small-Cap ETF (ISCB) for Q4 2018, worth a combined $51.8M — down 46% from $95.2M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new ISCB positions and 8 closed out — a net gain of 4 holders — while 9 added to existing stakes and 22 trimmed.

The largest buyer was Envestnet Asset Management, opening a new position worth an estimated $2.51M. The largest seller was Ameriprise, cutting an estimated $8.05M.

  • 60 institutional investors held iShares Morningstar Small-Cap ETF (ISCB) as of Q4 2018, up from 56 in Q3 2018.
  • Funds reported $51.8M of iShares Morningstar Small-Cap ETF stock for Q4 2018, down 46% quarter-over-quarter.
  • 12 funds opened new iShares Morningstar Small-Cap ETF positions in Q4 2018 and 8 closed out, a net change of +4 holders.
  • The largest iShares Morningstar Small-Cap ETF buyer in Q4 2018 was Envestnet Asset Management, an estimated $2.51M added.
  • The largest iShares Morningstar Small-Cap ETF seller in Q4 2018 was Ameriprise, an estimated $8.05M sold.

Based on aggregated 13F filings for Q4 2018.