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iShares Morningstar Small-Cap ETF
ISCB

41 hedge funds and large institutions have $63.4M invested in iShares Morningstar Small-Cap ETF in 2016 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 15 increasing their positions, 11 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

36% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 11

13% more capital invested

Capital invested by funds: $56.2M → $63.4M (+$7.18M)

4.6% more ownership

Funds ownership: 107.25% → 111.86% (+4.6%)

0% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 5

2% less funds holding

Funds holding: 42 → 41 (-1)

Holders
41
Holders Change
-1
Holders Change %
-2.38%
% of All Funds
1.02%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
15
Reduced
11
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$1.25M
2
Wells Fargo
Wells Fargo
California
+$1.07M
3
MFS
MSI Financial Services
Massachusetts
+$850K
4
PAG
Private Advisor Group
New Jersey
+$788K
5
Ameriprise
Ameriprise
Minnesota
+$229K

Top Sellers

Rank Fund Capital Flow
1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$1.02M
2
JMPWA
JP Morgan Private Wealth Advisors
California
-$656K
3
MML Investors Services
MML Investors Services
Massachusetts
-$570K
4
LPL Financial
LPL Financial
California
-$287K
5
Bank of America
Bank of America
North Carolina
-$269K
Name Holding Trade Value Shares
Change 		Change in
Stake
LTFS
26
Ladenburg Thalmann Financial Services
Florida
$122K -$18.2K -488 -13%
CFA
27
CT Financial Advisors
Pennsylvania
$103K +$596 +16 +0.6%
BKA
28
Brick & Kyle Associates
Pennsylvania
$57K -$4.92K -132 -8%
Northwestern Mutual Wealth Management
29
Northwestern Mutual Wealth Management
Wisconsin
$45K +$43.2K +1,160 New
WEC
30
Winslow Evans & Crocker
Massachusetts
$42.2K – – –
VCM
31
Versant Capital Management
Arizona
$40K – – –
Fifth Third Bancorp
32
Fifth Third Bancorp
Ohio
$25K +$23.8K +640 New
CPIG
33
Chicago Partners Investment Group
Illinois
$18K +$149 +4 +0.9%
FWM
34
Focused Wealth Management
New York
$17K – – –
Manulife (Manufacturers Life Insurance)
35
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$11K – – –
GWM
36
Geneos Wealth Management
Colorado
$10K – – –
PFGIA
37
Patriot Financial Group Insurance Agency
Massachusetts
$8K +$7.6K +204 New
Bank of Montreal
38
Bank of Montreal
Ontario, Canada
$5K – – –
MFW
39
Mosaic Family Wealth
Missouri
$5K – – –
NFG
40
Next Financial Group
Texas
$3K – – –
MML Investors Services
41
MML Investors Services
Massachusetts
– -$570K -15,744 Closed
CWM
42
Concert Wealth Management
California
– -$61K -1,720 Closed
TRCT
43
Tower Research Capital (TRC)
New York
– -$17K -480 Closed
RFA
44
Reilly Financial Advisors
California
– -$16K -452 Closed
IWMPD
45
Integrated Wealth Management (Palm Desert)
California
– -$9K -240 Closed
1
2

ISCB Hedge Fund Activity: Q4 2016 in Review

41 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in iShares Morningstar Small-Cap ETF (ISCB) for Q4 2016, worth a combined $63.4M — up 13% from $56.2M a quarter earlier.

Fund positioning in ISCB was balanced in Q4 2016: 5 funds opened new positions, 5 closed out, 15 added to existing stakes and 11 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $1.25M. The largest seller was Susquehanna International Group, cutting an estimated $1.02M.

  • 41 institutional investors held iShares Morningstar Small-Cap ETF (ISCB) as of Q4 2016, down from 42 in Q3 2016.
  • Funds reported $63.4M of iShares Morningstar Small-Cap ETF stock for Q4 2016, up 13% quarter-over-quarter.
  • 5 funds opened new iShares Morningstar Small-Cap ETF positions in Q4 2016 and 5 closed out, a net change of 0 holders.
  • The largest iShares Morningstar Small-Cap ETF buyer in Q4 2016 was Morgan Stanley, an estimated $1.25M added.
  • The largest iShares Morningstar Small-Cap ETF seller in Q4 2016 was Susquehanna International Group, an estimated $1.02M sold.

Based on aggregated 13F filings for Q4 2016.