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iShares Morningstar Small-Cap ETF
ISCB

42 hedge funds and large institutions have $56.2M invested in iShares Morningstar Small-Cap ETF in 2016 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 13 increasing their positions, 12 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

11% more capital invested

Capital invested by funds: $50.6M → $56.2M (+$5.55M)

3.65% more ownership

Funds ownership: 103.6% → 107.25% (+3.6%)

8% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 12

0% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 6

2% less funds holding

Funds holding: 43 → 42 (-1)

Holders
42
Holders Change
-1
Holders Change %
-2.33%
% of All Funds
1.12%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
13
Reduced
12
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Ameriprise
Ameriprise
Minnesota
+$4.42M
2
PAG
Private Advisor Group
New Jersey
+$2.13M
3
Morgan Stanley
Morgan Stanley
New York
+$1.95M
4
JMPWA
JP Morgan Private Wealth Advisors
California
+$660K
5
Wells Fargo
Wells Fargo
California
+$599K

Top Sellers

Rank Fund Capital Flow
1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$3.47M
2
MML Investors Services
MML Investors Services
Massachusetts
-$1.65M
3
Jane Street
Jane Street
New York
-$1.51M
4
LPL Financial
LPL Financial
California
-$443K
5
VKH
Virtu KCG Holdings
New York
-$300K
Name Holding Trade Value Shares
Change 		Change in
Stake
CFA
26
CT Financial Advisors
Pennsylvania
$95K +$287 +8 +0.3%
CWM
27
Concert Wealth Management
California
$61K +$61.7K +1,720 New
BKA
28
Brick & Kyle Associates
Pennsylvania
$58K -$7.17K -200 -11%
WEC
29
Winslow Evans & Crocker
Massachusetts
$39.1K – – –
VCM
30
Versant Capital Management
Arizona
$37K – – –
CPIG
31
Chicago Partners Investment Group
Illinois
$17K – – –
TRCT
32
Tower Research Capital (TRC)
New York
$17K +$17.2K +480 New
FWM
33
Focused Wealth Management
New York
$16K – – –
RFA
34
Reilly Financial Advisors
California
$16K +$16.2K +452 New
Manulife (Manufacturers Life Insurance)
35
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$10K – – –
GWM
36
Geneos Wealth Management
Colorado
$9K – – –
IWMPD
37
Integrated Wealth Management (Palm Desert)
California
$9K +$8.61K +240 New
WP
38
WealthPLAN Partners
Nebraska
$5.73K -$5.74K -160 -50%
Bank of Montreal
39
Bank of Montreal
Ontario, Canada
$5K – – –
MFW
40
Mosaic Family Wealth
Missouri
$5K – – –
NFG
41
Next Financial Group
Texas
$3K +$2.87K +80 New
Jane Street
42
Jane Street
New York
– -$1.51M -44,928 Closed
VKH
43
Virtu KCG Holdings
New York
– -$300K -8,896 Closed
Envestnet Asset Management
44
Envestnet Asset Management
Illinois
– -$290K -8,612 Closed
VF
45
Virtu Financial
New York
– -$226K -6,692 Closed
CG
46
Colony Group
Massachusetts
– -$110K -3,276 Closed
SEI Investments
47
SEI Investments
Pennsylvania
– -$10K -304 Closed
1
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ISCB Hedge Fund Activity: Q3 2016 in Review

42 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in iShares Morningstar Small-Cap ETF (ISCB) for Q3 2016, worth a combined $56.2M — up 11% from $50.6M a quarter earlier.

Fund positioning in ISCB was balanced in Q3 2016: 6 funds opened new positions, 6 closed out, 13 added to existing stakes and 12 trimmed.

The largest buyer was Ameriprise, adding an estimated $4.42M. The largest seller was Susquehanna International Group, cutting an estimated $3.47M.

  • 42 institutional investors held iShares Morningstar Small-Cap ETF (ISCB) as of Q3 2016, down from 43 in Q2 2016.
  • Funds reported $56.2M of iShares Morningstar Small-Cap ETF stock for Q3 2016, up 11% quarter-over-quarter.
  • 6 funds opened new iShares Morningstar Small-Cap ETF positions in Q3 2016 and 6 closed out, a net change of 0 holders.
  • The largest iShares Morningstar Small-Cap ETF buyer in Q3 2016 was Ameriprise, an estimated $4.42M added.
  • The largest iShares Morningstar Small-Cap ETF seller in Q3 2016 was Susquehanna International Group, an estimated $3.47M sold.

Based on aggregated 13F filings for Q3 2016.