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iShares Morningstar Small-Cap ETF

39 hedge funds and large institutions have $43M invested in iShares Morningstar Small-Cap ETF in 2014 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 13 increasing their positions, 11 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 6

18% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 11

8% more funds holding

Funds holding: 3639 (+3)

13.29% less ownership

Funds ownership: 96.19%82.9% (-13%)

13% less capital invested

Capital invested by funds: $49.7M → $43M (-$6.67M)

Holders
39
Holders Change
+3
Holders Change %
+8.33%
% of All Funds
1.04%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
13
Reduced
11
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PNC Financial Services Group
26
PNC Financial Services Group
Pennsylvania
$49K
BIM
27
BlackRock Investment Management
Delaware
$48K +$46.4K +1,388 New
AIG
28
American International Group
New York
$43.1K +$20.5K +612 +97%
FWM
29
Focused Wealth Management
New York
$40K
ASN
30
Advisory Services Network
Georgia
$39K +$38.9K +1,164 New
WEC
31
Winslow Evans & Crocker
Massachusetts
$37.4K
BFEC
32
Benjamin F. Edwards & Company
Missouri
$26K
NES
33
New England Securities
New York
$26K +$9.76K +292 +65%
Envestnet Asset Management
34
Envestnet Asset Management
Illinois
$25K +$10K +300 +74%
MFS
35
MSI Financial Services
Massachusetts
$20K -$84.1K -2,516 -81%
IF
36
Ironwood Financial
Arizona
$9K +$8.69K +260 New
Bank of Montreal
37
Bank of Montreal
Ontario, Canada
$5K +$4.68K +140 New
BRWA
38
B. Riley Wealth Advisors
Florida
$30 +$28.7K +860 New
TH
39
Timber Hill
Connecticut
-$1.21M -37,500 Closed
VKH
40
Virtu KCG Holdings
New York
-$1.12M -34,676 Closed
Jane Street
41
Jane Street
New York
-$927K -28,652 Closed
TFCP
42
Twin Focus Capital Partners
Massachusetts
-$51K -1,584 Closed
WA
43
WFG Advisors
Texas
-$25K -772 Closed
US Bancorp
44
US Bancorp
Minnesota
-$23K -696 Closed
Parallax Volatility Advisers
45
Parallax Volatility Advisers
California
+$134 +4 New

ISCB Hedge Fund Activity: Q4 2014 in Review

39 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in iShares Morningstar Small-Cap ETF (ISCB) for Q4 2014, worth a combined $43M — down 13% from $49.7M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new ISCB positions and 6 closed out — a net gain of 4 holders — while 13 added to existing stakes and 11 trimmed.

The largest buyer was LPL Financial, adding an estimated $794K. The largest seller was Royal Bank of Canada, cutting an estimated $4.51M.

  • 39 institutional investors held iShares Morningstar Small-Cap ETF (ISCB) as of Q4 2014, up from 36 in Q3 2014.
  • Funds reported $43M of iShares Morningstar Small-Cap ETF stock for Q4 2014, down 13% quarter-over-quarter.
  • 10 funds opened new iShares Morningstar Small-Cap ETF positions in Q4 2014 and 6 closed out, a net change of +4 holders.
  • The largest iShares Morningstar Small-Cap ETF buyer in Q4 2014 was LPL Financial, an estimated $794K added.
  • The largest iShares Morningstar Small-Cap ETF seller in Q4 2014 was Royal Bank of Canada, an estimated $4.51M sold.

Based on aggregated 13F filings for Q4 2014.