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iShares Morningstar Small-Cap ETF
ISCB

36 hedge funds and large institutions have $49.7M invested in iShares Morningstar Small-Cap ETF in 2014 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 16 increasing their positions, 10 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 10

2.49% more ownership

Funds ownership: 93.7% → 96.19% (+2.5%)

0% more funds holding

Funds holding: 36 → 36 (0)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

3% less capital invested

Capital invested by funds: $51.5M → $49.7M (-$1.77M)

Holders
36
Holders Change
–
Holders Change %
0%
% of All Funds
1.04%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
16
Reduced
10
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$2.42M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$1.31M
3
VKH
Virtu KCG Holdings
New York
+$900K
4
Jane Street
Jane Street
New York
+$555K
5
Morgan Stanley
Morgan Stanley
New York
+$510K

Top Sellers

Rank Fund Capital Flow
1
RJFSA
Raymond James Financial Services Advisors
Florida
-$2.24M
2
CIBC World Market
CIBC World Market
Ontario, Canada
-$1.43M
3
AIG
American International Group
New York
-$1.02M
4
CAN
Cetera Advisor Networks
California
-$398K
5
TH
Timber Hill
Connecticut
-$225K
Name Holding Trade Value Shares
Change 		Change in
Stake
LTFS
26
Ladenburg Thalmann Financial Services
Florida
$98K -$39.3K -1,172 -28%
TFCP
27
Twin Focus Capital Partners
Massachusetts
$51K +$53.2K +1,584 New
PNC Financial Services Group
28
PNC Financial Services Group
Pennsylvania
$46K +$17.5K +520 +58%
FWM
29
Focused Wealth Management
New York
$37K – – –
WEC
30
Winslow Evans & Crocker
Massachusetts
$35K – – –
WA
31
WFG Advisors
Texas
$25K -$2.69K -80 -9%
BFEC
32
Benjamin F. Edwards & Company
Missouri
$24K – – –
US Bancorp
33
US Bancorp
Minnesota
$23K +$23.4K +696 New
AIG
34
American International Group
New York
$20.5K -$1.02M -30,360 -98%
NES
35
New England Securities
New York
$14K – – –
Envestnet Asset Management
36
Envestnet Asset Management
Illinois
$13K +$1.75K +52 +15%
RJFSA
37
Raymond James Financial Services Advisors
Florida
– -$2.24M -65,264 Closed
CAN
38
Cetera Advisor Networks
California
– -$398K -11,632 Closed
CS
39
Comerica Securities
Michigan
– -$203K -5,916 Closed
BRWA
40
B. Riley Wealth Advisors
Florida
– -$25.8K -752 Closed
1
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ISCB Hedge Fund Activity: Q3 2014 in Review

36 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in iShares Morningstar Small-Cap ETF (ISCB) for Q3 2014, worth a combined $49.7M — down 3.4% from $51.5M a quarter earlier.

Fund positioning in ISCB was balanced in Q3 2014: 4 funds opened new positions, 4 closed out, 16 added to existing stakes and 10 trimmed.

The largest buyer was Susquehanna International Group, adding an estimated $2.42M. The largest seller was Raymond James Financial Services Advisors, exiting entirely with an estimated $2.24M sold.

  • 36 institutional investors held iShares Morningstar Small-Cap ETF (ISCB) as of Q3 2014, unchanged from Q2 2014.
  • Funds reported $49.7M of iShares Morningstar Small-Cap ETF stock for Q3 2014, down 3.4% quarter-over-quarter.
  • 4 funds opened new iShares Morningstar Small-Cap ETF positions in Q3 2014 and 4 closed out, a net change of 0 holders.
  • The largest iShares Morningstar Small-Cap ETF buyer in Q3 2014 was Susquehanna International Group, an estimated $2.42M added.
  • The largest iShares Morningstar Small-Cap ETF seller in Q3 2014 was Raymond James Financial Services Advisors, an estimated $2.24M sold.

Based on aggregated 13F filings for Q3 2014.