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iShares Morningstar Small-Cap ETF
ISCB

38 hedge funds and large institutions have $56.1M invested in iShares Morningstar Small-Cap ETF in 2014 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 8 increasing their positions, 15 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

167% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 3

15% more funds holding

Funds holding: 33 → 38 (+5)

5% more capital invested

Capital invested by funds: $53.3M → $56.1M (+$2.8M)

2.43% more ownership

Funds ownership: 99.98% → 102.41% (+2.4%)

47% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 15

Holders
38
Holders Change
+5
Holders Change %
+15.15%
% of All Funds
1.1%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
8
Reduced
15
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Goldman Sachs
Goldman Sachs
New York
+$1.53M
2
TH
Timber Hill
Connecticut
+$948K
3
RJFSA
Raymond James Financial Services Advisors
Florida
+$692K
4
Morgan Stanley
Morgan Stanley
New York
+$536K
5
FHC
First Heartland Consultants
Missouri
+$405K

Top Sellers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
-$1.5M
2
AIG
American International Group
New York
-$874K
3
Invesco
Invesco
Georgia
-$711K
4
FAAS
First Allied Advisory Services
California
-$429K
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$316K
Name Holding Trade Value Shares
Change 		Change in
Stake
Jane Street
26
Jane Street
New York
$243K +$236K +7,304 New
LTFS
27
Ladenburg Thalmann Financial Services
Florida
$136K -$266K -8,224 -67%
MFS
28
MSI Financial Services
Massachusetts
$129K -$16.9K -524 -12%
CFA
29
CT Financial Advisors
Pennsylvania
$92.1K +$82.8K +2,564 New
Bank of Montreal
30
Bank of Montreal
Ontario, Canada
$85K +$81.9K +2,536 +7,925%
FWM
31
Focused Wealth Management
New York
$38K – – –
WEC
32
Winslow Evans & Crocker
Massachusetts
$35.9K – – –
WA
33
WFG Advisors
Texas
$28K – – –
BFEC
34
Benjamin F. Edwards & Company
Missouri
$25K – – –
NES
35
New England Securities
New York
$15K -$17.2K -532 -54%
Brown Advisory
36
Brown Advisory
Maryland
$13K – – –
Envestnet Asset Management
37
Envestnet Asset Management
Illinois
$12K – – –
Creative Planning
38
Creative Planning
Kansas
$7K +$6.46K +200 New
Invesco
39
Invesco
Georgia
– -$711K -22,000 Closed
FAAS
40
First Allied Advisory Services
California
– -$429K -13,288 Closed
V
41
Veritable
Delaware
– -$156K -4,840 Closed
1
2

ISCB Hedge Fund Activity: Q1 2014 in Review

38 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in iShares Morningstar Small-Cap ETF (ISCB) for Q1 2014, worth a combined $56.1M — up 5.3% from $53.3M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new ISCB positions and 3 closed out — a net gain of 5 holders — while 8 added to existing stakes and 15 trimmed.

The largest buyer was Goldman Sachs, opening a new position worth an estimated $1.53M. The largest seller was Wells Fargo, cutting an estimated $1.5M.

  • 38 institutional investors held iShares Morningstar Small-Cap ETF (ISCB) as of Q1 2014, up from 33 in Q4 2013.
  • Funds reported $56.1M of iShares Morningstar Small-Cap ETF stock for Q1 2014, up 5.3% quarter-over-quarter.
  • 8 funds opened new iShares Morningstar Small-Cap ETF positions in Q1 2014 and 3 closed out, a net change of +5 holders.
  • The largest iShares Morningstar Small-Cap ETF buyer in Q1 2014 was Goldman Sachs, an estimated $1.53M added.
  • The largest iShares Morningstar Small-Cap ETF seller in Q1 2014 was Wells Fargo, an estimated $1.5M sold.

Based on aggregated 13F filings for Q1 2014.