iShares Morningstar Small-Cap ETF
ISCB
33 hedge funds and large institutions have $53.3M invested in iShares Morningstar Small-Cap ETF in 2013 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 16 increasing their positions, 8 reducing their positions, and 1 closing their positions.
300% more first-time investments, than exits
New positions opened: 4 | Existing positions closed: 1
100% more repeat investments, than reductions
Existing positions increased: 16 | Existing positions reduced: 8
57% more capital invested
Capital invested by funds: $33.9M → $53.3M (+$19.5M)
24.29% more ownership
Funds ownership: 75.69% → 99.98% (+24%)
10% more funds holding
Funds holding: 30 → 33 (+3)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$4.5M |
| 2 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
+$3.77M |
| 3 |
Morgan Stanley
New York
|
+$3.09M |
| 4 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$2.28M |
| 5 |
Wells Fargo
San Francisco,
California
|
+$2.04M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
FAAS
First Allied Advisory Services
San Diego,
California
|
-$1.28M |
| 2 |
U
UBS
Zurich,
Switzerland
|
-$946K |
| 3 |
LPL Financial
San Diego,
California
|
-$239K |
| 4 |
S
SignatureFD
Atlanta,
Georgia
|
-$36K |
| 5 |
PI
Placemark Investments
Chicago,
Illinois
|
-$32.3K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
FWM
26
Focused Wealth Management
Newburgh,
New York
| $37K | – | – | – |
|
|
WEC
27
Winslow Evans & Crocker
Boston,
Massachusetts
| $35K | +$33.4K | +1,080 | New |
|
|
NES
28
New England Securities
New York
| $32K | +$16.5K | +532 | +119% |
|
|
WA
29
WFG Advisors
Dallas,
Texas
| $27K | – | – | – |
|
|
BFEC
30
Benjamin F. Edwards & Company
St. Louis,
Missouri
| $24K | – | – | – |
|
31
Brown Advisory
Baltimore,
Maryland
| $13K | – | – | – |
|
32
Envestnet Asset Management
Chicago,
Illinois
| $12K | +$5.82K | +188 | +112% |
|
33
Bank of Montreal
Toronto,
Ontario, Canada
| $1K | -$1.98K | -64 | -67% |
|
|
S
34
SignatureFD
Atlanta,
Georgia
| – | -$36K | -1,200 | Closed |
|
ISCB Hedge Fund Activity: Q4 2013 in Review
33 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in iShares Morningstar Small-Cap ETF (ISCB) for Q4 2013, worth a combined $53.3M — up 57% from $33.9M a quarter earlier.
Buyers outnumbered sellers: 4 funds opened new ISCB positions and 1 closed out — a net gain of 3 holders — while 16 added to existing stakes and 8 trimmed.
The largest buyer was Royal Bank of Canada, adding an estimated $4.5M. The largest seller was First Allied Advisory Services, cutting an estimated $1.28M.
- 33 institutional investors held iShares Morningstar Small-Cap ETF (ISCB) as of Q4 2013, up from 30 in Q3 2013.
- Funds reported $53.3M of iShares Morningstar Small-Cap ETF stock for Q4 2013, up 57% quarter-over-quarter.
- 4 funds opened new iShares Morningstar Small-Cap ETF positions in Q4 2013 and 1 closed out, a net change of +3 holders.
- The largest iShares Morningstar Small-Cap ETF buyer in Q4 2013 was Royal Bank of Canada, an estimated $4.5M added.
- The largest iShares Morningstar Small-Cap ETF seller in Q4 2013 was First Allied Advisory Services, an estimated $1.28M sold.
Based on aggregated 13F filings for Q4 2013.