iShares Morningstar Small-Cap ETF
ISCB
30 hedge funds and large institutions have $33.9M invested in iShares Morningstar Small-Cap ETF in 2013 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 13 increasing their positions, 9 reducing their positions, and 2 closing their positions.
50% more first-time investments, than exits
New positions opened: 3 | Existing positions closed: 2
44% more repeat investments, than reductions
Existing positions increased: 13 | Existing positions reduced: 9
16% more capital invested
Capital invested by funds: $29.2M → $33.9M (+$4.65M)
3% more funds holding
Funds holding: 29 → 30 (+1)
2.32% more ownership
Funds ownership: 73.37% → 75.69% (+2.3%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
+$2.14M |
| 2 |
U
UBS
Zurich,
Switzerland
|
+$878K |
| 3 |
AIG
American International Group
New York
|
+$739K |
| 4 |
Citigroup
New York
|
+$437K |
| 5 |
LPL Financial
San Diego,
California
|
+$194K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
FAAS
First Allied Advisory Services
San Diego,
California
|
-$1.59M |
| 2 |
CIBC World Market
Toronto,
Ontario, Canada
|
-$741K |
| 3 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$370K |
| 4 |
Wells Fargo
San Francisco,
California
|
-$142K |
| 5 |
CS
Credit Suisse
Zurich,
Switzerland
|
-$81.5K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
BFEC
26
Benjamin F. Edwards & Company
St. Louis,
Missouri
| $22K | – | – | – |
|
|
NES
27
New England Securities
New York
| $13K | – | – | – |
|
28
Brown Advisory
Baltimore,
Maryland
| $12K | – | – | – |
|
29
Envestnet Asset Management
Chicago,
Illinois
| $5K | +$4.89K | +168 | New |
|
30
Bank of Montreal
Toronto,
Ontario, Canada
| $3K | -$1.98K | -68 | -41% |
|
31
Jones Financial Companies
Des Peres,
Missouri
| – | -$11K | -404 | Closed |
|
|
AA
32
AlphaMark Advisors
Ft. Wright,
Kentucky
| – | -$5K | -180 | Closed |
|
ISCB Hedge Fund Activity: Q3 2013 in Review
30 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in iShares Morningstar Small-Cap ETF (ISCB) for Q3 2013, worth a combined $33.9M — up 16% from $29.2M a quarter earlier.
Buyers outnumbered sellers: 3 funds opened new ISCB positions and 2 closed out — a net gain of 1 holder — while 13 added to existing stakes and 9 trimmed.
The largest buyer was Morgan Stanley, adding an estimated $2.14M. The largest seller was First Allied Advisory Services, cutting an estimated $1.59M.
- 30 institutional investors held iShares Morningstar Small-Cap ETF (ISCB) as of Q3 2013, up from 29 in Q2 2013.
- Funds reported $33.9M of iShares Morningstar Small-Cap ETF stock for Q3 2013, up 16% quarter-over-quarter.
- 3 funds opened new iShares Morningstar Small-Cap ETF positions in Q3 2013 and 2 closed out, a net change of +1 holder.
- The largest iShares Morningstar Small-Cap ETF buyer in Q3 2013 was Morgan Stanley, an estimated $2.14M added.
- The largest iShares Morningstar Small-Cap ETF seller in Q3 2013 was First Allied Advisory Services, an estimated $1.59M sold.
Based on aggregated 13F filings for Q3 2013.