HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
HSBC.PRA was delisted on the 12th of January, 2021.
97 hedge funds and large institutions have $280M invested in HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) in 2016 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 14 increasing their positions, 24 reducing their positions, and 15 closing their positions.
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
3% less capital invested
Capital invested by funds: $290M → $280M (-$9.85M)
5% less funds holding
Funds holding: 102 → 97 (-5)
20% less first-time investments, than exits
New positions opened: 12 | Existing positions closed: 15
42% less repeat investments, than reductions
Existing positions increased: 14 | Existing positions reduced: 24
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
GC
Guggenheim Capital
Chicago,
Illinois
|
+$5.09M |
| 2 |
VKH
Virtu KCG Holdings
New York
|
+$405K |
| 3 |
UBS Group
Zurich,
Switzerland
|
+$390K |
| 4 |
LPL Financial
San Diego,
California
|
+$353K |
| 5 |
Bank of New York Mellon
New York
|
+$313K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
CI
Conning Inc
Hartford,
Connecticut
|
-$5.13M |
| 2 |
SAMC
Spectrum Asset Management (Connecticut)
Stamford,
Connecticut
|
-$2.31M |
| 3 |
BFA
BlackRock Fund Advisors
San Francisco,
California
|
-$775K |
| 4 |
Neuberger Berman Group
New York
|
-$609K |
| 5 |
Principal Financial Group
Des Moines,
Iowa
|
-$605K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
CI
101
Conning Inc
Hartford,
Connecticut
| – | -$5.13M | -200,000 | Closed |
|
|
NDSI
102
Newman Dignan & Sheerar Inc
Providence,
Rhode Island
| – | -$523K | -20,400 | Closed |
|
|
VFA
103
Voya Financial Advisors
Windsor,
Connecticut
| – | -$506K | -19,658 | Closed |
|
|
RFA
104
Reilly Financial Advisors
La Mesa,
California
| – | -$442K | -17,250 | Closed |
|
|
CYG
105
Clean Yield Group
Norwich,
Vermont
| – | -$51K | -2,000 | Closed |
|
|
FANJ
106
Financial Architects (New Jersey)
Marlton,
New Jersey
| – | -$26K | -1,000 | Closed |
|
|
CPA
107
Cowen Prime Advisors
New York
| – | -$20K | -775 | Closed |
|
|
FTUS
108
Flow Traders U.S.
New York
| – | -$15K | -600 | Closed |
|
|
NCM
109
Nelson Capital Management
Menlo Park,
California
| – | -$13K | -500 | Closed |
|
|
JWA
110
JFS Wealth Advisors
Hermitage,
Pennsylvania
| – | -$10K | -400 | Closed |
|
|
KA
111
Klingman & Associates
New York
| – | -$10K | -375 | Closed |
|
|
IWC
112
Integrated Wealth Counsel
Carmel,
California
| – | -$1K | -57 | Closed |
|
113
JP Morgan Chase
New York
| – | -$1K | -41 | Closed |
|
HSBC.PRA Hedge Fund Activity: Q4 2016 in Review
97 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) (HSBC.PRA) for Q4 2016, worth a combined $280M — down 3.4% from $290M a quarter earlier.
Sellers outnumbered buyers: 15 funds closed out of HSBC.PRA and 12 opened new positions — a net loss of 3 holders — while 24 trimmed existing stakes and 14 added.
The largest buyer was Guggenheim Capital, opening a new position worth an estimated $5.09M. The largest seller was Conning Inc, exiting entirely with an estimated $5.13M sold.
- 97 institutional investors held HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) (HSBC.PRA) as of Q4 2016, down from 102 in Q3 2016.
- Funds reported $280M of HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) stock for Q4 2016, down 3.4% quarter-over-quarter.
- 12 funds opened new HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) positions in Q4 2016 and 15 closed out, a net change of -3 holders.
- The largest HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) buyer in Q4 2016 was Guggenheim Capital, an estimated $5.09M added.
- The largest HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) seller in Q4 2016 was Conning Inc, an estimated $5.13M sold.
Based on aggregated 13F filings for Q4 2016.