Bank of New York Mellon’s HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) HSBC.PRA Stock Holding History

Bank of New York Mellon’s Portfolio HSBC.PRA Stock Details HSBC.PRA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-12,314	Closed	-$325K	–	4419
2017 Q3	$325K	Buy	12,314 +1	+0%	+$26	﹤0.01%	3733
2017 Q2	$325K	Buy	12,313 +39	+0.3%	+$1.02K	﹤0.01%	3788
2017 Q1	$318K	Hold	12,274	–	–	﹤0.01%	3734
2016 Q4	$309K	Buy	+12,274	New	+$313K	﹤0.01%	3778
2014 Q3	–	Sell	-13,385	Closed	-$340K	–	4257
2014 Q2	$340K	Buy	13,385 +1	+0%	+$25	﹤0.01%	3705
2014 Q1	$339K	Sell	13,384 -198	-1%	-$4.96K	﹤0.01%	3701
2013 Q4	$334K	Buy	13,582 +198	+1%	+$4.89K	﹤0.01%	3716
2013 Q3	$330K	Sell	13,384 -1	-0%	-$25	﹤0.01%	3653
2013 Q2	$333K	Buy	+13,385	New	+$339K	﹤0.01%	3642

Other funds holding HSBC.PRA

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

PineBridge Investments New York $11.9B AUM 23.42% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

SAMC

Spectrum Asset Management (Connecticut) Stamford, Connecticut $69.6M AUM 1.92% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of New York Mellon's HSBC.PRA Position: Q4 2017 in Review

Bank of New York Mellon sold out of HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) (HSBC.PRA) in Q4 2017, closing a stake of 12,314 shares — an estimated $325K sold.

Bank of New York Mellon first reported a position in HSBC.PRA in Q2 2013 and held it in 9 quarters. The position peaked at $340K in Q2 2014. 118 funds tracked by Wall St. Rank hold HSBC.PRA as of Q4 2017.

Bank of New York Mellon reported no remaining HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) position as of Q4 2017 after selling out during the quarter.
Bank of New York Mellon sold 12,314 HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) shares in Q4 2017, an estimated $325K.
Bank of New York Mellon first reported a position in HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) in Q2 2013 and held it in 9 quarters.
Bank of New York Mellon's HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) position peaked at $340K in Q2 2014.
118 funds tracked by Wall St. Rank held HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) as of Q4 2017.

Based on Bank of New York Mellon's 13F filing for Q4 2017, filed 9 Feb 2018.