CPA
HSBC.PRA

Cowen Prime Advisors’s HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) HSBC.PRA Stock Holding History

Cowen Prime Advisors’s Portfolio HSBC.PRA Stock Details HSBC.PRA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q4 		– Sell
-775
Closed -$20K – 239
2016
Q3 		$20K Hold
775
– – 0.01% 196
2016
Q2 		$20K Hold
775
– – 0.01% 174
2016
Q1 		$20K Hold
775
– – 0.01% 173
2015
Q4 		$20K Hold
775
– – 0.01% 176
2015
Q3 		$20K Hold
775
– – 0.01% 184
2015
Q2 		$20K Hold
775
– – 0.01% 186
2015
Q1 		$20K Hold
775
– – 0.01% 226
2014
Q4 		$20K Hold
775
– – 0.01% 239
2014
Q3 		$20K Hold
775
– – 0.01% 227
2014
Q2 		$20K Hold
775
– – 0.01% 202
2014
Q1 		$20K Hold
775
– – 0.01% 208
2013
Q4 		$19K Hold
775
– – 0.01% 205
2013
Q3 		$19K Hold
775
– – 0.01% 209
2013
Q2 		$19K Buy
+775
New +$19.6K 0.01% 212

Other funds holding HSBC.PRA

BFA
BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return
SAMC
Spectrum Asset Management (Connecticut) Stamford, Connecticut $50M AUM 2.62% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
AG
Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return
Principal Financial Group
Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
PI
PineBridge Investments New York $11.9B AUM 23.42% 1-Year Est. Return

Cowen Prime Advisors's HSBC.PRA Position: Q4 2016 in Review

Cowen Prime Advisors sold out of HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) (HSBC.PRA) in Q4 2016, closing a stake of 775 shares — an estimated $20K sold.

Cowen Prime Advisors first reported a position in HSBC.PRA in Q2 2013 and held it in 14 quarters. The position peaked at $20K in Q3 2016. 97 funds tracked by Wall St. Rank hold HSBC.PRA as of Q4 2016.

  • Cowen Prime Advisors reported no remaining HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) position as of Q4 2016 after selling out during the quarter.
  • Cowen Prime Advisors sold 775 HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) shares in Q4 2016, an estimated $20K.
  • Cowen Prime Advisors first reported a position in HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) in Q2 2013 and held it in 14 quarters.
  • Cowen Prime Advisors's HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) position peaked at $20K in Q3 2016.
  • 97 funds tracked by Wall St. Rank held HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) as of Q4 2016.

Based on Cowen Prime Advisors's 13F filing for Q4 2016, filed 9 Feb 2017.