Neuberger Berman Group’s HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) HSBC.PRA Stock Holding History

Neuberger Berman Group’s Portfolio HSBC.PRA Stock Details HSBC.PRA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-9,895	Closed	-$266K	–	1658
2019 Q4	$266K	Sell	9,895 -48	-0.5%	-$1.27K	﹤0.01%	1408
2019 Q3	$262K	Hold	9,943	–	–	﹤0.01%	1407
2019 Q2	$261K	Hold	9,943	–	–	﹤0.01%	1436
2019 Q1	$256K	Sell	9,943 -405	-4%	-$10.5K	﹤0.01%	1414
2018 Q4	$267K	Sell	10,348 -325	-3%	-$8.34K	﹤0.01%	1400
2018 Q3	$274K	Sell	10,673 -1,050	-9%	-$27.4K	﹤0.01%	1464
2018 Q2	$312K	Sell	11,723 -300	-2%	-$7.78K	﹤0.01%	1502
2018 Q1	$310K	Buy	12,023 +750	+7%	+$19.4K	﹤0.01%	1467
2017 Q4	$291K	Buy	11,273 +1,000	+10%	+$26.1K	﹤0.01%	1563
2017 Q3	$271K	Hold	10,273	–	–	﹤0.01%	1443
2017 Q2	$271K	Sell	10,273 -11,000	-52%	-$288K	﹤0.01%	1437
2017 Q1	$551K	Hold	21,273	–	–	﹤0.01%	1284
2016 Q4	$536K	Sell	21,273 -23,900	-53%	-$609K	﹤0.01%	1278
2016 Q3	$1.16M	Buy	45,173 +1,800	+4%	+$46.8K	﹤0.01%	1076
2016 Q2	$1.13M	Buy	43,373 +200	+0.5%	+$5.14K	﹤0.01%	1068
2016 Q1	$1.11M	Buy	43,173 +3,300	+8%	+$83.5K	﹤0.01%	1086
2015 Q4	$1.02M	Sell	39,873 -5,400	-12%	-$138K	﹤0.01%	1127
2015 Q3	$1.15M	Hold	45,273	–	–	﹤0.01%	1138
2015 Q2	$1.14M	Sell	45,273 -5,500	-11%	-$140K	﹤0.01%	1181
2015 Q1	$1.3M	Sell	50,773 -127	-0.2%	-$3.27K	﹤0.01%	1166
2014 Q4	$1.31M	Buy	50,900 +2,100	+4%	+$53.4K	﹤0.01%	1162
2014 Q3	$1.23M	Sell	48,800 -450	-0.9%	-$11.4K	﹤0.01%	1204
2014 Q2	$1.25M	Hold	49,250	–	–	﹤0.01%	1213
2014 Q1	$1.25M	Buy	49,250 +2,600	+6%	+$65.1K	﹤0.01%	1180
2013 Q4	$1.15M	Sell	46,650 -950	-2%	-$23.5K	﹤0.01%	1183
2013 Q3	$1.17M	Buy	47,600 +1,450	+3%	+$35.8K	﹤0.01%	1170
2013 Q2	$1.15M	Buy	+46,150	New	+$1.17M	﹤0.01%	1158

Other funds holding HSBC.PRA

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

DDPIC

Deroy & Devereaux Private Investment Counsel Bloomfield Hills, Michigan $2.09B AUM 32.46% 1-Year Est. Return

Rockefeller Capital Management New York $56.4B AUM 24.96% 1-Year Est. Return

NCM

Noesis Capital Mangement Boca Raton, Florida $676M AUM 34.17% 1-Year Est. Return

FBB

Fulton Breakefield Broenniman Bethesda, Maryland $1.53B AUM 18.11% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return

NDSI

Newman Dignan & Sheerar Inc Providence, Rhode Island $523M AUM 26.16% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Russell Investments Group London, United Kingdom $93.1B AUM 28.26% 1-Year Est. Return

Glenmede Trust Philadelphia, Pennsylvania $20.4B AUM

Neuberger Berman Group's HSBC.PRA Position: Q1 2020 in Review

Neuberger Berman Group sold out of HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) (HSBC.PRA) in Q1 2020, closing a stake of 9,895 shares — an estimated $266K sold.

Neuberger Berman Group first reported a position in HSBC.PRA in Q2 2013 and held it in 27 quarters. The position peaked at $1.31M in Q4 2014. 32 funds tracked by Wall St. Rank hold HSBC.PRA as of Q1 2020.

Neuberger Berman Group reported no remaining HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) position as of Q1 2020 after selling out during the quarter.
Neuberger Berman Group sold 9,895 HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) shares in Q1 2020, an estimated $266K.
Neuberger Berman Group first reported a position in HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) in Q2 2013 and held it in 27 quarters.
Neuberger Berman Group's HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) position peaked at $1.31M in Q4 2014.
32 funds tracked by Wall St. Rank held HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) as of Q1 2020.

Based on Neuberger Berman Group's 13F filing for Q1 2020, filed 14 May 2020.