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HighPeak Energy
HPK

Name Holding Trade Value Shares
Change 		Change in
Stake
OAM
1
Oxford Asset Management
United Kingdom
$19.9M +$19.9M +2,065,000 New
AA
2
AQR Arbitrage
Connecticut
$16.6M +$16.6M +1,725,000 New
GCL
3
Glazer Capital LLC
New York
$15.9M +$15.9M +1,652,199 New
Bank of Montreal
4
Bank of Montreal
Ontario, Canada
$15.6M +$15.6M +1,614,600 New
PAMP
5
Polar Asset Management Partners
Ontario, Canada
$13.3M +$13.3M +1,375,000 New
BI
6
Bulldog Investors
New Jersey
$12.7M +$12.7M +1,314,678 New
WAM
7
Weiss Asset Management
Massachusetts
$12.2M +$12.2M +1,269,800 New
PC
8
Periscope Capital
Ontario, Canada
$11.3M +$11.3M +1,168,200 New
MSU
9
Mizuho Securities USA
New York
$8.26M +$8.26M +856,578 New
ACM
10
Arosa Capital Management
Florida
$8.19M +$8.19M +850,000 New
HIM
11
HGC Investment Management
Ontario, Canada
$6.99M +$6.99M +724,912 New
KPF
12
K2 Principal Fund
Ontario, Canada
$6.04M +$6.04M +626,199 New
D.E. Shaw & Co
13
D.E. Shaw & Co
New York
$5.54M +$5.54M +575,000 New
QF
14
QVT Financial
New York
$4.82M +$4.82M +500,000 New
BCM
15
Basso Capital Management
Connecticut
$4.34M +$4.34M +450,000 New
MTCM
16
Mint Tower Capital Management
Netherlands
$3.37M +$3.37M +350,000 New
6CM
17
683 Capital Management
New York
$2.05M +$1.93M +200,000 New
RCM
18
Rivernorth Capital Management
Florida
$1.94M +$1.94M +200,780 New
WAM
19
Wolverine Asset Management
Illinois
$1.93M +$1.93M +200,000 New
CI
20
Cowen Inc
New York
$1.82M +$1.82M +188,767 New
PM
21
Precept Management
Texas
$1.35M +$1.35M +140,000 New
PGC
22
Pacific Grove Capital
California
$1.25M +$1.25M +129,400 New
CHAM
23
Clear Harbor Asset Management
Connecticut
$964K +$964K +100,000 New
PCM
24
Portolan Capital Management
Massachusetts
$819K +$819K +84,998 New
Walleye Trading
25
Walleye Trading
New York
$483K +$482K +50,052 New
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