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HighPeak Energy
HPK

Name Holding Trade Value Shares
Change 		Change in
Stake
GCL
1
Glazer Capital LLC
New York
$6.35M -$42.1M -4,000,000 -87%
YCM
2
Yakira Capital Management
Connecticut
$5.29M -$2.16M -205,098 -29%
SCM
3
Shaolin Capital Management
Florida
$5.2M -$10.7M -1,013,295 -67%
MSU
4
Mizuho Securities USA
New York
$5.16M -$30.6M -2,909,331 -86%
PC
5
Periscope Capital
Ontario, Canada
$4.48M -$4.61M -437,497 -51%
Bank of Montreal
6
Bank of Montreal
Ontario, Canada
$4.45M -$12.3M -1,166,105 -74%
WRBC
7
W.R. Berkley Corp
Connecticut
$4.13M -$16.9M -1,606,764 -80%
PAMP
8
Polar Asset Management Partners
Ontario, Canada
$3.74M -$8.52M -808,962 -70%
WAM
9
Weiss Asset Management
Massachusetts
$3.61M +$1.76M +167,503 +100%
AGM
10
Alpine Global Management
New York
$2.16M +$2.11M +200,000 New
AA
11
AQR Arbitrage
Connecticut
$1.62M – – –
Hudson Bay Capital Management
12
Hudson Bay Capital Management
Connecticut
$1.08M -$9.47M -900,000 -90%
California Public Employees Retirement System
13
California Public Employees Retirement System
California
$556K +$99K +9,400 +22%
Goldman Sachs
14
Goldman Sachs
New York
$530K -$2.23M -212,049 -81%
KPF
15
K2 Principal Fund
Ontario, Canada
$265K -$1.84M -175,116 -87%
UBS Group
16
UBS Group
Switzerland
$260K +$240K +22,801 +1,791%
CIM
17
Cowen Investment Management
New York
– -$48.3M -4,650,143 Closed
WCMNY
18
Westchester Capital Management (New York)
New York
– -$23.7M -2,281,898 Closed
Millennium Management
19
Millennium Management
New York
– -$18.7M -1,800,000 Closed
OP
20
Omni Partners
United Kingdom
– -$15.6M -1,500,000 Closed
BCM
21
Basso Capital Management
Connecticut
– -$14.1M -1,360,254 Closed
UOC
22
UBS O'Connor
Illinois
– -$8.31M -800,000 Closed
D.E. Shaw & Co
23
D.E. Shaw & Co
New York
– -$5.97M -575,000 Closed
CAC
24
Cowen and Company
New York
– -$5.26M -506,240 Closed
WMSA
25
Weiss Multi-Strategy Advisers
New York
– -$4.76M -458,114 Closed
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