Basso Capital Management’s HighPeak Energy HPK Stock Holding History

Basso Capital Management’s Portfolio HPK Stock Details HPK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-1,360,254	Closed	-$14.1M	–	201
2020 Q1	$14.1M	Sell	1,360,254 -79,673	-6%	-$830K	3.76%	3
2019 Q4	$14.9M	Buy	1,439,927 +1,124,500	+357%	+$11.6M	3.36%	3
2019 Q3	$3.23M	Buy	315,427 +194,194	+160%	+$1.98M	0.7%	48
2019 Q2	$1.23M	Buy	121,233 +25,000	+26%	+$252K	0.27%	93
2019 Q1	$967K	Sell	96,233 -1,054,567	-92%	-$10.5M	0.21%	106
2018 Q4	$11.3M	Buy	1,150,800 +360,800	+46%	+$3.53M	2.37%	6
2018 Q3	$7.67M	Buy	790,000 +340,000	+76%	+$3.29M	1.71%	18
2018 Q2	$4.34M	Buy	+450,000	New	+$4.34M	0.84%	47

Other funds holding HPK

Glazer Capital LLC New York $4.71B AUM 81.93% 1-Year Est. Return

Yakira Capital Management Westport, Connecticut $342M AUM 26.97% 1-Year Est. Return

Shaolin Capital Management Miami, Florida $2.39B AUM 64.83% 1-Year Est. Return

Mizuho Securities USA New York $4.24B AUM 23.1% 1-Year Est. Return

Periscope Capital Toronto, Ontario, Canada $574M AUM 6.51% 1-Year Est. Return

Bank of Montreal

Bank of Montreal Toronto, Ontario, Canada $245B AUM 31.4% 1-Year Est. Return

W.R. Berkley Corp Greenwich, Connecticut $1.86B AUM 14.44% 1-Year Est. Return

Polar Asset Management Partners Toronto, Ontario, Canada $4.21B AUM 35.27% 1-Year Est. Return

Weiss Asset Management Boston, Massachusetts $5.43B AUM 42.42% 1-Year Est. Return

Alpine Global Management New York $658M AUM 20.22% 1-Year Est. Return