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HIO

Western Asset High Income Opportunity Fund

85 hedge funds and large institutions have $136M invested in Western Asset High Income Opportunity Fund in 2016 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 37 increasing their positions, 10 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

270% more repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 10

150% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 8

47% more capital invested

Capital invested by funds: $92.9M → $136M (+$43.3M)

16% more funds holding

Funds holding: 7385 (+12)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1.97% less ownership

Funds ownership: 22.83%20.87% (-2%)

Holders
85
Holders Change
+12
Holders Change %
+16.44%
% of All Funds
2.27%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
20
Increased
37
Reduced
10
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
ACM
26
Alethea Capital Management
Washington
$580K
Citigroup
27
Citigroup
New York
$577K -$1.1M -219,512 -66%
RJA
28
Raymond James & Associates
Florida
$571K +$78.4K +15,633 +16%
FPCP
29
Fort Point Capital Partners
California
$561K +$458K +91,354 +462%
AAM
30
Advisors Asset Management
Colorado
$548K +$528K +105,319 +3,226%
WCMNY
31
Westchester Capital Management (New York)
New York
$539K
Janney Montgomery Scott
32
Janney Montgomery Scott
Pennsylvania
$524K +$521K +103,762 New
MCM
33
Maryland Capital Management
Maryland
$507K +$203K +40,425 +67%
BTS
34
BB&T Securities
Virginia
$458K +$133K +26,522 +41%
LCM
35
Laurion Capital Management
New York
$444K -$3.75M -748,303 -89%
EWM
36
Edge Wealth Management
New York
$408K -$14.7K -2,921 -3%
SFS
37
Shaker Financial Services
Virginia
$404K +$311K +61,942 +344%
DA
38
Doliver Advisors
Texas
$403K +$400K +79,760 New
AG
39
Advisor Group
Arizona
$392K +$217K +43,268 +126%
RCA
40
Rowland Carmichael Advisors
Arizona
$391K
Ameriprise
41
Ameriprise
Minnesota
$363K +$151K +30,034 +72%
MFS
42
MSI Financial Services
Massachusetts
$353K +$215K +42,779 +158%
CIA
43
Capital Investment Advisors
Georgia
$255K +$138K +27,602 +121%
Barclays
44
Barclays
United Kingdom
$253K
HK
45
Horizon Kinetics
New York
$213K -$186K -37,118 -47%
GHAM
46
Gilman Hill Asset Management
Connecticut
$200K +$60.5K +12,060 +44%
SGCA
47
Steel Grove Capital Advisors
Tennessee
$195K +$50K +9,958 +35%
LTFS
48
Ladenburg Thalmann Financial Services
Florida
$190K -$12.7K -2,541 -6%
PAG
49
Private Advisor Group
New Jersey
$171K +$170K +33,939 New
WS
50
Wedbush Securities
California
$157K +$156K +31,104 New

HIO Hedge Fund Activity: Q3 2016 in Review

85 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Western Asset High Income Opportunity Fund (HIO) for Q3 2016, worth a combined $136M — up 47% from $92.9M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new HIO positions and 8 closed out — a net gain of 12 holders — while 37 added to existing stakes and 10 trimmed.

The largest buyer was UBS Group, adding an estimated $12M. The largest seller was Laurion Capital Management, cutting an estimated $3.75M.

  • 85 institutional investors held Western Asset High Income Opportunity Fund (HIO) as of Q3 2016, up from 73 in Q2 2016.
  • Funds reported $136M of Western Asset High Income Opportunity Fund stock for Q3 2016, up 47% quarter-over-quarter.
  • 20 funds opened new Western Asset High Income Opportunity Fund positions in Q3 2016 and 8 closed out, a net change of +12 holders.
  • The largest Western Asset High Income Opportunity Fund buyer in Q3 2016 was UBS Group, an estimated $12M added.
  • The largest Western Asset High Income Opportunity Fund seller in Q3 2016 was Laurion Capital Management, an estimated $3.75M sold.

Based on aggregated 13F filings for Q3 2016.