Horizon Kinetics’s Western Asset High Income Opportunity Fund HIO Stock Holding History

Horizon Kinetics’s Portfolio HIO Stock Details HIO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-18,137	Closed	-$92K	–	513
2017 Q4	$92K	Sell	18,137 -7,920	-30%	-$40K	﹤0.01%	487
2017 Q3	$134K	Sell	26,057 -15,500	-37%	-$79.1K	﹤0.01%	483
2017 Q2	$211K	Hold	41,557	–	–	0.01%	481
2017 Q1	$209K	Sell	41,557 -693	-2%	-$3.53K	0.01%	472
2016 Q4	$211K	Hold	42,250	–	–	0.01%	473
2016 Q3	$213K	Sell	42,250 -37,118	-47%	-$186K	0.01%	475
2016 Q2	$389K	Hold	79,368	–	–	0.01%	438
2016 Q1	$372K	Buy	79,368 +333	+0.4%	+$1.51K	0.01%	439
2015 Q4	$371K	Sell	79,035 -16,000	-17%	-$75K	0.01%	425
2015 Q3	$446K	Hold	95,035	–	–	0.01%	399
2015 Q2	$489K	Hold	95,035	–	–	0.01%	404
2015 Q1	$505K	Sell	95,035 -4,610	-5%	-$24.7K	0.01%	406
2014 Q4	$535K	Sell	99,645 -13,145	-12%	-$73.5K	0.01%	401
2014 Q3	$653K	Sell	112,790 -10,006	-8%	-$59.3K	0.01%	386
2014 Q2	$749K	Sell	122,796 -23,894	-16%	-$145K	0.01%	381
2014 Q1	$887K	Sell	146,690 -10,534	-7%	-$63.1K	0.01%	263
2013 Q4	$932K	Sell	157,224 -697	-0.4%	-$4.18K	0.01%	262
2013 Q3	$942K	Sell	157,921 -3,213	-2%	-$18.8K	0.01%	247
2013 Q2	$958K	Buy	+161,134	New	+$1.02M	0.01%	249

Other funds holding HIO

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

EVM

Eaton Vance Management Boston, Massachusetts $67.5B AUM 11.44% 1-Year Est. Return

Bramshill Investments Naples, Florida $1.16B AUM 0.86% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

VIA

Vident Investment Advisory Alpharetta, Georgia $2.9B AUM 24.67% 1-Year Est. Return

Horizon Kinetics's HIO Position: Q1 2018 in Review

Horizon Kinetics sold out of Western Asset High Income Opportunity Fund (HIO) in Q1 2018, closing a stake of 18,137 shares — an estimated $92K sold.

Horizon Kinetics first reported a position in HIO in Q2 2013 and held it in 19 quarters. The position peaked at $958K in Q2 2013. 98 funds tracked by Wall St. Rank hold HIO as of Q1 2018.

Horizon Kinetics reported no remaining Western Asset High Income Opportunity Fund position as of Q1 2018 after selling out during the quarter.
Horizon Kinetics sold 18,137 Western Asset High Income Opportunity Fund shares in Q1 2018, an estimated $92K.
Horizon Kinetics first reported a position in Western Asset High Income Opportunity Fund in Q2 2013 and held it in 19 quarters.
Horizon Kinetics's Western Asset High Income Opportunity Fund position peaked at $958K in Q2 2013.
98 funds tracked by Wall St. Rank held Western Asset High Income Opportunity Fund as of Q1 2018.

Based on Horizon Kinetics's 13F filing for Q1 2018, filed 15 May 2018.