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HCF

NEXPOINT CREDIT STRATEGIES FUND
HCF

Delisted

HCF was delisted on the 7th of September, 2012.

Name Holding Trade Value Shares
Change
Change in
Stake
HCMT
1
Highland Capital Management (Texas)
Texas
$39.7M -$2.13M -291,097 -5%
AAM
2
Advisors Asset Management
Colorado
$28.2M -$3.94M -537,217 -12%
Morgan Stanley
3
Morgan Stanley
New York
$22.5M +$2.53M +345,774 +13%
RCM
4
Rivernorth Capital Management
Florida
$13.4M -$633K -86,354 -5%
GC
5
Guggenheim Capital
Illinois
$10.8M +$2.75M +374,976 +34%
PPA
6
Parametric Portfolio Associates
Washington
$10.5M -$87.6K -11,955 -0.8%
Loomis, Sayles & Company
7
Loomis, Sayles & Company
Massachusetts
$9.98M
KIM
8
Karpus Investment Management
New York
$7.82M -$149K -20,275 -2%
Wells Fargo
9
Wells Fargo
California
$6.87M +$1.17M +160,106 +21%
Bessemer Group
10
Bessemer Group
New Jersey
$6.23M -$3.82M -521,503 -38%
RJA
11
Raymond James & Associates
Florida
$3.53M -$646K -88,079 -15%
TFMS
12
Trust & Fiduciary Management Services
Massachusetts
$3.28M +$97.3K +13,279 +3%
Invesco
13
Invesco
Georgia
$2.92M -$179K -24,477 -6%
TJHA
14
Thomas J. Herzfeld Advisors
Florida
$2.32M +$1.48M +203,818 +176%
COLIM
15
City of London Investment Management
United Kingdom
$1.84M +$759K +103,500 +70%
UBS Group
16
UBS Group
Switzerland
$1.77M +$297K +40,531 +20%
CAN
17
Cetera Advisor Networks
California
$1.41M
Bank of America
18
Bank of America
North Carolina
$1.38M +$180K +24,545 +15%
CIA
19
Capital Investment Advisors
Georgia
$1.09M +$15.3K +2,090 +1%
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$930K -$23.8K -3,247 -2%
LPL Financial
21
LPL Financial
California
$543K -$23.8K -3,311 -4%
BTS
22
BB&T Securities
Virginia
$519K +$519K +70,906 New
CL
23
CSS LLC
Illinois
$517K -$105K -14,329 -17%
MHS
24
M Holdings Securities
Oregon
$386K +$386K +52,649 New
OC
25
Oppenheimer & Co
New York
$297K +$142K +19,436 +92%