UBS Group’s NEXPOINT CREDIT STRATEGIES FUND HCF Stock Holding History

UBS Group’s Portfolio HCF Stock Details HCF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-289,587	Closed	-$1.66M	–	8969
2015 Q3	$1.66M	Buy	289,587 +48,430	+20%	+$277K	﹤0.01%	2910
2015 Q2	$1.77M	Buy	241,157 +40,531	+20%	+$297K	﹤0.01%	3097
2015 Q1	$2.44M	Buy	200,626 +63,303	+46%	+$771K	﹤0.01%	2752
2014 Q4	$1.54M	Buy	+137,323	New	+$1.54M	﹤0.01%	3157

Other funds holding HCF

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return

CIA

Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return

CFA

CT Financial Advisors Chadds Ford, Pennsylvania $162M AUM 9.58% 1-Year Est. Return

UBS Group's HCF Position: Q4 2015 in Review

UBS Group sold out of NEXPOINT CREDIT STRATEGIES FUND (HCF) in Q4 2015, closing a stake of 289,587 shares — an estimated $1.66M sold.

UBS Group first reported a position in HCF in Q4 2014 and held it in 4 quarters. The position peaked at $2.44M in Q1 2015. 4 funds tracked by Wall St. Rank hold HCF as of Q4 2015.

UBS Group reported no remaining NEXPOINT CREDIT STRATEGIES FUND position as of Q4 2015 after selling out during the quarter.
UBS Group sold 289,587 NEXPOINT CREDIT STRATEGIES FUND shares in Q4 2015, an estimated $1.66M.
UBS Group first reported a position in NEXPOINT CREDIT STRATEGIES FUND in Q4 2014 and held it in 4 quarters.
UBS Group's NEXPOINT CREDIT STRATEGIES FUND position peaked at $2.44M in Q1 2015.
4 funds tracked by Wall St. Rank held NEXPOINT CREDIT STRATEGIES FUND as of Q4 2015.

Based on UBS Group's 13F filing for Q4 2015, filed 16 Feb 2016.