|
1
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$9.76M
|
-$29.4M
|
-1,437,220
|
-75%
|
|
|
2
|
City of London Investment Management
London,
United Kingdom
|
$3.68M
|
-$8.29M
|
-405,639
|
-69%
|
|
|
3
|
Capital Investment Advisors
Atlanta,
Georgia
|
$865K
|
-$2.3M
|
-112,384
|
-73%
|
|
|
4
|
CT Financial Advisors
Chadds Ford,
Pennsylvania
|
$368
|
-$1.1K
|
-54
|
-75%
|
|
|
5
|
|
–
|
-$19.8M
|
-3,463,343
|
Closed
|
|
|
6
|
Advisors Asset Management
Monument,
Colorado
|
–
|
-$17.2M
|
-2,995,800
|
Closed
|
|
|
7
|
Highland Capital Management (Texas)
Dallas,
Texas
|
–
|
-$12.1M
|
-2,112,253
|
Closed
|
|
|
8
|
Parametric Portfolio Associates
Seattle,
Washington
|
–
|
-$7.79M
|
-1,361,222
|
Closed
|
|
|
9
|
Loomis, Sayles & Company
Boston,
Massachusetts
|
–
|
-$7.8M
|
-1,361,139
|
Closed
|
|
|
10
|
Karpus Investment Management
Pittsford,
New York
|
–
|
-$7.37M
|
-1,288,406
|
Closed
|
|
|
11
|
Bessemer Group
Woodbridge,
New Jersey
|
–
|
-$6.82M
|
-1,192,875
|
Closed
|
|
|
12
|
Guggenheim Capital
Chicago,
Illinois
|
–
|
-$6.05M
|
-1,055,550
|
Closed
|
|
|
13
|
Wells Fargo
San Francisco,
California
|
–
|
-$4.23M
|
-740,203
|
Closed
|
|
|
14
|
Raymond James & Associates
St Petersburg,
Florida
|
–
|
-$3.22M
|
-563,548
|
Closed
|
|
|
15
|
|
–
|
-$2.03M
|
-354,751
|
Closed
|
|
|
16
|
Trust & Fiduciary Management Services
Boston,
Massachusetts
|
–
|
-$1.85M
|
-322,785
|
Closed
|
|
|
17
|
UBS Group
Zurich,
Switzerland
|
–
|
-$1.66M
|
-289,587
|
Closed
|
|
|
18
|
Bank of America
Charlotte,
North Carolina
|
–
|
-$1.19M
|
-207,855
|
Closed
|
|
|
19
|
Cetera Advisor Networks
El Segundo,
California
|
–
|
-$901K
|
-157,992
|
Closed
|
|
|
20
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
–
|
-$727K
|
-127,030
|
Closed
|
|
|
21
|
BB&T Securities
Richmond,
Virginia
|
–
|
-$660K
|
-115,514
|
Closed
|
|
|
22
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
–
|
-$620K
|
-108,471
|
Closed
|
|
|
23
|
Sit Investment Associates
Minneapolis,
Minnesota
|
–
|
-$515K
|
-90,013
|
Closed
|
|
|
24
|
M Holdings Securities
Portland,
Oregon
|
–
|
-$447K
|
-78,217
|
Closed
|
|
|
25
|
CSS LLC
Chicago,
Illinois
|
–
|
-$411K
|
-71,778
|
Closed
|
|