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HCF

NEXPOINT CREDIT STRATEGIES FUND
HCF

Delisted

HCF was delisted on the 7th of September, 2012.

Name Holding Trade Value Shares
Change
Change in
Stake
HCMT
1
Highland Capital Management (Texas)
Texas
$69.5M +$15.5M +1,273,529 +29%
AAM
2
Advisors Asset Management
Colorado
$53.4M -$18.4M -1,515,552 -26%
Morgan Stanley
3
Morgan Stanley
New York
$33.1M +$4.01M +329,686 +14%
PPA
4
Parametric Portfolio Associates
Washington
$17.5M -$563K -46,236 -3%
Bessemer Group
5
Bessemer Group
New Jersey
$16.7M +$8.02M +658,671 +92%
Loomis, Sayles & Company
6
Loomis, Sayles & Company
Massachusetts
$16.6M
RCM
7
Rivernorth Capital Management
Florida
$14.3M +$258K +34,355 +2%
GC
8
Guggenheim Capital
Illinois
$13.4M -$1.51M -124,398 -10%
KIM
9
Karpus Investment Management
New York
$13.2M +$32.6K +2,675 +0.2%
MIG
10
Mariner Investment Group
New York
$12.6M +$9.95M +817,865 +377%
Wells Fargo
11
Wells Fargo
California
$9.46M -$2.14M -175,697 -18%
Deutsche Bank
12
Deutsche Bank
Germany
$7.08M +$3.9M +320,671 +123%
RJA
13
Raymond James & Associates
Florida
$6.93M +$3.85M +316,205 +125%
TFMS
14
Trust & Fiduciary Management Services
Massachusetts
$5.28M -$34K -2,796 -0.6%
Invesco
15
Invesco
Georgia
$5.15M -$657K -53,957 -11%
BNP Paribas Financial Markets
16
BNP Paribas Financial Markets
France
$2.84M -$2.13M -175,333 -43%
UBS Group
17
UBS Group
Switzerland
$2.44M +$771K +63,303 +46%
Bank of America
18
Bank of America
North Carolina
$1.99M +$1.23M +100,936 +162%
CIA
19
Capital Investment Advisors
Georgia
$1.79M -$40.2K -3,303 -2%
COLIM
20
City of London Investment Management
United Kingdom
$1.79M +$402K +33,056 +29%
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
$1.58M +$88K +7,232 +6%
CAN
22
Cetera Advisor Networks
California
$1.41M +$39.2K +3,225 +3%
CL
23
CSS LLC
Illinois
$1.03M +$1.03M +84,791 New
WRBC
24
W.R. Berkley Corp
Connecticut
$1.02M +$1.02M +84,069 New
TJHA
25
Thomas J. Herzfeld Advisors
Florida
$867K -$442K -58,899 -34%