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HCF

NEXPOINT CREDIT STRATEGIES FUND
HCF

Delisted

HCF was delisted on the 7th of September, 2012.

Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$66.3M -$7.98M -710,191 -11%
HCMT
2
Highland Capital Management (Texas)
Texas
$49.8M +$30.8M +2,743,342 +162%
Morgan Stanley
3
Morgan Stanley
New York
$26.8M +$1.4M +124,870 +6%
RCM
4
Rivernorth Capital Management
Florida
$21.1M +$1.09M +97,270 +5%
PPA
5
Parametric Portfolio Associates
Washington
$16.7M +$489K +43,515 +3%
Loomis, Sayles & Company
6
Loomis, Sayles & Company
Massachusetts
$15.3M
GC
7
Guggenheim Capital
Illinois
$13.8M -$3.85M -342,575 -22%
KIM
8
Karpus Investment Management
New York
$12.2M +$367K +32,650 +3%
Wells Fargo
9
Wells Fargo
California
$10.7M +$764K +68,047 +8%
Bessemer Group
10
Bessemer Group
New Jersey
$8.01M +$730K +65,000 +10%
Invesco
11
Invesco
Georgia
$5.36M -$1.03M -92,140 -16%
TFMS
12
Trust & Fiduciary Management Services
Massachusetts
$4.9M +$13K +1,158 +0.3%
BNP Paribas Financial Markets
13
BNP Paribas Financial Markets
France
$4.59M +$3.3M +294,077 +256%
Deutsche Bank
14
Deutsche Bank
Germany
$2.93M +$2.33M +207,845 +392%
RJA
15
Raymond James & Associates
Florida
$2.84M +$844K +75,135 +42%
MIG
16
Mariner Investment Group
New York
$2.44M +$2.44M +217,135 New
TJHA
17
Thomas J. Herzfeld Advisors
Florida
$1.96M +$1.65M +146,942 +534%
CIA
18
Capital Investment Advisors
Georgia
$1.69M -$14.9K -1,329 -0.9%
UBS Group
19
UBS Group
Switzerland
$1.54M +$1.54M +137,323 New
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$1.38M
COLIM
21
City of London Investment Management
United Kingdom
$1.28M +$746K +66,400 +139%
CAN
22
Cetera Advisor Networks
California
$1.26M +$146K +13,063 +13%
Bank of America
23
Bank of America
North Carolina
$698K +$102K +9,091 +17%
LPL Financial
24
LPL Financial
California
$660K -$60.6K -5,398 -8%
LCM
25
Landscape Capital Management
New Jersey
$355K +$165K +14,744 +87%