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Hanmi Financial

129 hedge funds and large institutions have $607M invested in Hanmi Financial in 2014 Q1 according to their latest regulatory filings, with 15 funds opening new positions, 39 increasing their positions, 62 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more capital invested

Capital invested by funds: $561M → $607M (+$45.6M)

2% less funds holding

Funds holding: 132129 (-3)

12% less first-time investments, than exits

New positions opened: 15 | Existing positions closed: 17

37% less repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 62

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $552K

Holders
129
Holders Change
-3
Holders Change %
-2.27%
% of All Funds
3.73%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
15
Increased
39
Reduced
62
Closed
17
Calls
Puts
$552K
Net Calls
-$552K
Net Calls Change
-$552K
Name Holding Trade Value Shares
Change
Change in
Stake
DTL
101
Dynamic Technology Lab
Singapore
$323K +$88.7K +3,915 +39%
Royal Bank of Canada
102
Royal Bank of Canada
Ontario, Canada
$309K +$301K +13,268 New
Citigroup
103
Citigroup
New York
$303K -$115K -5,088 -28%
Nomura Holdings
104
Nomura Holdings
Japan
$303K -$39.2K -1,729 -12%
GCP
105
GSA Capital Partners
United Kingdom
$291K -$106K -4,700 -27%
CAM
106
Capstone Asset Management
Texas
$264K -$23.1K -1,020 -8%
DIA
107
Denver Investment Advisors
Colorado
$262K +$254K +11,227 New
Citadel Advisors
108
Citadel Advisors
Florida
$238K -$677K -29,871 -74%
Allianz Asset Management
109
Allianz Asset Management
Germany
$223K
OAM
110
Orinda Asset Management
California
$207K +$201K +8,890 New
MAA
111
Managed Account Advisors
New Jersey
$201K +$5.03K +222 +3%
PI
112
PineBridge Investments
New York
$185K -$18K -793 -9%
MERSOM
113
Municipal Employees' Retirement System of Michigan
Michigan
$179K +$174K +7,700 New
PNC Financial Services Group
114
PNC Financial Services Group
Pennsylvania
$97K +$2.49K +110 +3%
MSA
115
Mason Street Advisors
Wisconsin
$90K -$26.6K -1,174 -23%
Bank of America
116
Bank of America
North Carolina
$79K -$290K -12,791 -79%
Canada Life
117
Canada Life
Manitoba, Canada
$76K
DADC
118
D.A. Davidson & Co
Montana
$73K +$71.5K +3,156 New
OA
119
OFI Advisors
Pennsylvania
$63K -$2.58K -114 -4%
Wells Fargo
120
Wells Fargo
California
$42K -$64.4K -2,842 -61%
Fifth Third Bancorp
121
Fifth Third Bancorp
Ohio
$40K -$566 -25 -1%
TRCT
122
Tower Research Capital (TRC)
New York
$40K +$657 +29 +2%
Teacher Retirement System of Texas
123
Teacher Retirement System of Texas
Texas
$27K -$385 -17 -1%
BlackRock
124
BlackRock
New York
$26K
Canada Pension Plan Investment Board
125
Canada Pension Plan Investment Board
Ontario, Canada
$23K +$22.7K +1,000 New

HAFC Hedge Fund Activity: Q1 2014 in Review

129 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Hanmi Financial (HAFC) for Q1 2014, worth a combined $607M — up 8.1% from $561M a quarter earlier.

Sellers outnumbered buyers: 17 funds closed out of HAFC and 15 opened new positions — a net loss of 2 holders — while 62 trimmed existing stakes and 39 added.

The largest buyer was Sirios Capital Management, adding an estimated $10.7M. The largest seller was Bryn Mawr Capital Management Inc, cutting an estimated $8.71M.

  • 129 institutional investors held Hanmi Financial (HAFC) as of Q1 2014, down from 132 in Q4 2013.
  • Funds reported $607M of Hanmi Financial stock for Q1 2014, up 8.1% quarter-over-quarter.
  • 15 funds opened new Hanmi Financial positions in Q1 2014 and 17 closed out, a net change of -2 holders.
  • The largest Hanmi Financial buyer in Q1 2014 was Sirios Capital Management, an estimated $10.7M added.
  • The largest Hanmi Financial seller in Q1 2014 was Bryn Mawr Capital Management Inc, an estimated $8.71M sold.

Based on aggregated 13F filings for Q1 2014.