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Hanmi Financial

129 hedge funds and large institutions have $607M invested in Hanmi Financial in 2014 Q1 according to their latest regulatory filings, with 15 funds opening new positions, 39 increasing their positions, 62 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more capital invested

Capital invested by funds: $561M → $607M (+$45.6M)

2% less funds holding

Funds holding: 132129 (-3)

12% less first-time investments, than exits

New positions opened: 15 | Existing positions closed: 17

37% less repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 62

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $552K

Holders
129
Holders Change
-3
Holders Change %
-2.27%
% of All Funds
3.73%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
15
Increased
39
Reduced
62
Closed
17
Calls
Puts
$552K
Net Calls
-$552K
Net Calls Change
-$552K
Name Holding Trade Value Shares
Change
Change in
Stake
RCAMU
26
Rothschild & Co Asset Management US
Connecticut
$4.93M +$4.8M +211,821 New
Invesco
27
Invesco
Georgia
$4.72M +$2.69M +118,577 +141%
BMCMI
28
Bryn Mawr Capital Management Inc
Pennsylvania
$4.71M -$8.71M -384,331 -66%
Principal Financial Group
29
Principal Financial Group
Iowa
$4.49M -$7.74M -341,505 -64%
Deutsche Bank
30
Deutsche Bank
Germany
$4.2M +$949K +41,875 +30%
Prudential Financial
31
Prudential Financial
New Jersey
$4.15M -$2.63M -116,200 -39%
TI
32
Turner Investments
Pennsylvania
$4.15M +$1.28M +56,700 +47%
Public Employees Retirement Association of Colorado
33
Public Employees Retirement Association of Colorado
Colorado
$3.4M +$2.01M +88,887 +156%
TCIM
34
TIAA CREF Investment Management
New York
$3.36M -$34K -1,500 -1%
AIS
35
AlphaOne Investment Services
Pennsylvania
$3.19M -$27K -1,193 -0.9%
UBS AM
36
UBS AM
Illinois
$3.17M -$222K -9,800 -7%
BIM
37
BlackRock Investment Management
Delaware
$2.92M +$39.1K +1,727 +1%
PPA
38
Parametric Portfolio Associates
Washington
$2.34M +$182K +8,045 +9%
BCM
39
Bridgeway Capital Management
Texas
$2.26M +$1.13K +50 +0.1%
PAM
40
Panagora Asset Management
Massachusetts
$2.24M -$73.6K -3,249 -3%
U
41
UBS
Switzerland
$2.1M +$66.1K +2,920 +3%
SCM
42
Signia Capital Management
Washington
$1.99M +$634 +28 +0%
California Public Employees Retirement System
43
California Public Employees Retirement System
California
$1.94M -$208K -9,200 -10%
SFM
44
Systematic Financial Management
New Jersey
$1.94M -$254K -11,230 -12%
USAA
45
United Services Automobile Association
Texas
$1.91M +$106K +4,700 +6%
Charles Schwab
46
Charles Schwab
California
$1.83M +$53.4K +2,356 +3%
FP
47
Foundry Partners
Minnesota
$1.81M -$77.4K -3,415 -4%
ERSOT
48
Employees Retirement System of Texas
Texas
$1.75M
RC
49
RBF Capital
California
$1.75M
Morgan Stanley
50
Morgan Stanley
New York
$1.74M +$149K +6,587 +10%

HAFC Hedge Fund Activity: Q1 2014 in Review

129 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Hanmi Financial (HAFC) for Q1 2014, worth a combined $607M — up 8.1% from $561M a quarter earlier.

Sellers outnumbered buyers: 17 funds closed out of HAFC and 15 opened new positions — a net loss of 2 holders — while 62 trimmed existing stakes and 39 added.

The largest buyer was Sirios Capital Management, adding an estimated $10.7M. The largest seller was Bryn Mawr Capital Management Inc, cutting an estimated $8.71M.

  • 129 institutional investors held Hanmi Financial (HAFC) as of Q1 2014, down from 132 in Q4 2013.
  • Funds reported $607M of Hanmi Financial stock for Q1 2014, up 8.1% quarter-over-quarter.
  • 15 funds opened new Hanmi Financial positions in Q1 2014 and 17 closed out, a net change of -2 holders.
  • The largest Hanmi Financial buyer in Q1 2014 was Sirios Capital Management, an estimated $10.7M added.
  • The largest Hanmi Financial seller in Q1 2014 was Bryn Mawr Capital Management Inc, an estimated $8.71M sold.

Based on aggregated 13F filings for Q1 2014.