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UBS’s Hanmi Financial HAFC Stock Holding History

UBS’s Portfolio HAFC Stock Details HAFC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$1.87M Buy
92,710
+931
+1% +$19.5K ﹤0.01% 2977
2014
Q2 		$1.94M Buy
91,779
+1,839
+2% +$40.3K ﹤0.01% 2905
2014
Q1 		$2.1M Buy
89,940
+2,920
+3% +$66.1K ﹤0.01% 2741
2013
Q4 		$1.91M Sell
87,020
-22,175
-20% -$421K ﹤0.01% 2848
2013
Q3 		$1.81M Buy
109,195
+58,479
+115% +$1M ﹤0.01% 2700
2013
Q2 		$896K Buy
+50,716
New +$811K ﹤0.01% 3462

Other funds holding HAFC

Fidelity Investments
Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return
Barrow, Hanley, Mewhinney & Strauss
Barrow, Hanley, Mewhinney & Strauss Dallas, Texas $30.5B AUM 29.95% 1-Year Est. Return
BFA
BlackRock Fund Advisors San Francisco, California $542B AUM 18.14% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return
Renaissance Technologies
Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return
Thrivent Financial for Lutherans
Thrivent Financial for Lutherans Minneapolis, Minnesota $52.5B AUM 27.12% 1-Year Est. Return
Luther King Capital Management (LKCM)
Luther King Capital Management (LKCM) Fort Worth, Texas $24.4B AUM 22.19% 1-Year Est. Return

UBS's HAFC Position: Q3 2014 in Review

UBS increased its Hanmi Financial (HAFC) stake by 1% in Q3 2014, buying an estimated $19.5K and bringing the position to 92,710 shares worth $1.87M. The position accounts for ﹤0.01% of the portfolio, ranked #2977.

UBS first reported a position in HAFC in Q2 2013 and has held it in 6 quarters since. The position peaked at $2.1M in Q1 2014. 132 funds tracked by Wall St. Rank hold HAFC as of Q3 2014.

  • UBS held 92,710 shares of Hanmi Financial worth $1.87M as of Q3 2014.
  • UBS bought 931 Hanmi Financial shares in Q3 2014, an estimated $19.5K.
  • Hanmi Financial made up ﹤0.01% of UBS's portfolio in Q3 2014, its #2977 holding.
  • UBS first reported a position in Hanmi Financial in Q2 2013 and has held it in 6 quarters since.
  • UBS's Hanmi Financial position peaked at $2.1M in Q1 2014.
  • 132 funds tracked by Wall St. Rank held Hanmi Financial as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.