US Global Investors
GROW
50 hedge funds and large institutions have $23.7M invested in US Global Investors in 2021 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 9 increasing their positions, 16 reducing their positions, and 10 closing their positions.
20% more first-time investments, than exits
New positions opened: 12 | Existing positions closed: 10
4% more funds holding
Funds holding: 48 → 50 (+2)
0.25% less ownership
Funds ownership: 32.29% → 32.04% (-0.25%)
9% less capital invested
Capital invested by funds: $25.9M → $23.7M (-$2.25M)
34% less call options, than puts
Call options by funds: $795K | Put options by funds: $1.2M
44% less repeat investments, than reductions
Existing positions increased: 9 | Existing positions reduced: 16
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$346K |
| 2 |
CHAM
Clear Harbor Asset Management
Stamford,
Connecticut
|
+$238K |
| 3 |
FAM
Formidable Asset Management
Cincinnati,
Ohio
|
+$193K |
| 4 |
Bank of Montreal
Toronto,
Ontario, Canada
|
+$186K |
| 5 |
LPL Financial
San Diego,
California
|
+$121K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Marshall Wace
London,
United Kingdom
|
-$320K |
| 2 |
CCM
Corsair Capital Management
New York
|
-$235K |
| 3 |
Millennium Management
New York
|
-$168K |
| 4 |
Renaissance Technologies
New York
|
-$168K |
| 5 |
Citadel Advisors
Miami,
Florida
|
-$132K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
DC
51
Diametric Capital
Boston,
Massachusetts
| – | -$106K | -17,161 | Closed |
|
|
PCM
52
Pinz Capital Management
New York
| – | -$100K | -16,200 | Closed |
|
|
XT
53
XTX Topco
George Town,
Cayman Islands
| – | -$73K | -11,792 | Closed |
|
|
PCM
54
Prelude Capital Management
New York
| – | -$66K | -10,703 | Closed |
|
55
Jane Street
New York
| – | -$63K | -10,213 | Closed |
|
|
APP
56
Alpha Paradigm Partners
Chicago,
Illinois
| – | -$24K | -3,908 | Closed |
|
|
TRCT
57
Tower Research Capital (TRC)
New York
| – | -$19K | -2,949 | Closed |
|
58
UBS Group
Zurich,
Switzerland
| – | -$8K | -1,213 | Closed |
|
|
ASN
59
Advisory Services Network
Atlanta,
Georgia
| – | -$2K | -375 | Closed |
|
60
Morgan Stanley
New York
| – | +$6 | +1 | New |
|
GROW Hedge Fund Activity: Q3 2021 in Review
50 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in US Global Investors (GROW) for Q3 2021, worth a combined $23.7M — down 8.7% from $25.9M a quarter earlier.
Buyers outnumbered sellers: 12 funds opened new GROW positions and 10 closed out — a net gain of 2 holders — while 9 added to existing stakes and 16 trimmed.
The largest buyer was Susquehanna International Group, adding an estimated $346K. The largest seller was Marshall Wace, cutting an estimated $320K.
- 50 institutional investors held US Global Investors (GROW) as of Q3 2021, up from 48 in Q2 2021.
- Funds reported $23.7M of US Global Investors stock for Q3 2021, down 8.7% quarter-over-quarter.
- 12 funds opened new US Global Investors positions in Q3 2021 and 10 closed out, a net change of +2 holders.
- The largest US Global Investors buyer in Q3 2021 was Susquehanna International Group, an estimated $346K added.
- The largest US Global Investors seller in Q3 2021 was Marshall Wace, an estimated $320K sold.
Based on aggregated 13F filings for Q3 2021.