US Global Investors
GROW
36 hedge funds and large institutions have $10.5M invested in US Global Investors in 2023 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 11 increasing their positions, 5 reducing their positions, and 3 closing their positions.
433% more call options, than puts
Call options by funds: $16K | Put options by funds: $3K
120% more repeat investments, than reductions
Existing positions increased: 11 | Existing positions reduced: 5
0.49% less ownership
Funds ownership: 30.01% → 29.52% (-0.49%)
5% less funds holding
Funds holding: 38 → 36 (-2)
8% less capital invested
Capital invested by funds: $11.5M → $10.5M (-$963K)
33% less first-time investments, than exits
New positions opened: 2 | Existing positions closed: 3
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Vanguard Group
Malvern,
Pennsylvania
|
+$50.6K |
| 2 |
Renaissance Technologies
New York
|
+$44.4K |
| 3 |
HBCM
Heron Bay Capital Management
Bloomfield Hills,
Michigan
|
+$43.4K |
| 4 |
Geode Capital Management
Boston,
Massachusetts
|
+$21K |
| 5 |
Citadel Advisors
Miami,
Florida
|
+$19.2K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Bank of Montreal
Toronto,
Ontario, Canada
|
-$218K |
| 2 |
SCA
SMH Capital Advisors
Fort Worth,
Texas
|
-$45.3K |
| 3 |
Millennium Management
New York
|
-$33.7K |
| 4 |
UBS Group
Zurich,
Switzerland
|
-$1.95K |
| 5 |
TRCT
Tower Research Capital (TRC)
New York
|
-$1.7K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
IWM
26
IHT Wealth Management
Chicago,
Illinois
| $29.6K | – | – | – |
|
|
27
Millennium Management
New York
| $29.3K | -$33.7K | -11,110 | -52% |
|
|
FCMT
28
Founders Capital Management (Texas)
Houston,
Texas
| $22.8K | – | – | – |
|
|
AA
29
Ancora Advisors
Cleveland,
Ohio
| $11.4K | – | – | – |
|
|
TRCT
30
Tower Research Capital (TRC)
New York
| $9.49K | -$1.7K | -562 | -14% |
|
31
Osaic Holdings
Scottsdale,
Arizona
| $4.01K | -$270 | -89 | -6% |
|
|
TWM
32
Tradition Wealth Management
Edina,
Minnesota
| $4K | +$30 | +10 | +0.8% |
|
|
WIM
33
Westside Investment Management
Santa Monica,
California
| $3.42K | – | – | – |
|
34
Wells Fargo
San Francisco,
California
| $1.69K | – | – | – |
|
35
RhumbLine Advisers
Boston,
Massachusetts
| $1.19K | – | – | – |
|
36
JP Morgan Chase
New York
| $43 | +$45 | +15 | New |
|
|
37
Bank of Montreal
Toronto,
Ontario, Canada
| – | -$218K | -70,463 | Closed |
|
|
38
UBS Group
Zurich,
Switzerland
| – | -$1.95K | -638 | Closed |
|
39
Fidelity Investments
Boston,
Massachusetts
| – | -$1.38K | -450 | Closed |
|
GROW Hedge Fund Activity: Q3 2023 in Review
36 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in US Global Investors (GROW) for Q3 2023, worth a combined $10.5M — down 8.4% from $11.5M a quarter earlier.
Sellers outnumbered buyers: 3 funds closed out of GROW and 2 opened new positions — a net loss of 1 holder — while 5 trimmed existing stakes and 11 added.
The largest buyer was Vanguard Group, adding an estimated $50.6K. The largest seller was Bank of Montreal, exiting entirely with an estimated $218K sold.
- 36 institutional investors held US Global Investors (GROW) as of Q3 2023, down from 38 in Q2 2023.
- Funds reported $10.5M of US Global Investors stock for Q3 2023, down 8.4% quarter-over-quarter.
- 2 funds opened new US Global Investors positions in Q3 2023 and 3 closed out, a net change of -1 holder.
- The largest US Global Investors buyer in Q3 2023 was Vanguard Group, an estimated $50.6K added.
- The largest US Global Investors seller in Q3 2023 was Bank of Montreal, an estimated $218K sold.
Based on aggregated 13F filings for Q3 2023.