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US Global Investors

43 hedge funds and large institutions have $16.8M invested in US Global Investors in 2021 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 8 increasing their positions, 15 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

2.59% less ownership

Funds ownership: 32.04%29.45% (-2.6%)

14% less funds holding

Funds holding: 5043 (-7)

16% less call options, than puts

Call options by funds: $461K | Put options by funds: $549K

29% less capital invested

Capital invested by funds: $23.7M → $16.8M (-$6.9M)

47% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 15

58% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 12

Holders
43
Holders Change
-7
Holders Change %
-14%
% of All Funds
0.66%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
8
Reduced
15
Closed
12
Calls
$461K
Puts
$549K
Net Calls
-$88K
Net Calls Change
+$321K
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
26
LPL Financial
California
$50K -$50K -8,922 -44%
NSIM
27
North Star Investment Management
Illinois
$48K +$28K +5,000 +83%
Stifel Financial
28
Stifel Financial
Missouri
$45K
Simplex Trading
29
Simplex Trading
Illinois
$44K -$128K -22,782 -69%
CCM
30
Corsair Capital Management
New York
$44K +$56.1K +10,000 New
Group One Trading
31
Group One Trading
Illinois
$43K +$12.3K +2,188 +28%
BFEC
32
Benjamin F. Edwards & Company
Missouri
$29K -$16.3K -2,900 -31%
Osaic Holdings
33
Osaic Holdings
Arizona
$15K -$5.58K -995 -22%
FCMT
34
Founders Capital Management (Texas)
Texas
$9K
Bank of America
35
Bank of America
North Carolina
$7K -$516 -92 -6%
TWM
36
Tradition Wealth Management
Minnesota
$5K
TRCT
37
Tower Research Capital (TRC)
New York
$5K +$6.67K +1,190 New
GWM
38
Geneos Wealth Management
Colorado
$4K
Fidelity Investments
39
Fidelity Investments
Massachusetts
$2K
IA
40
IFP Advisors
Florida
$1K
WIM
41
Westside Investment Management
California
$5
CHAM
42
Clear Harbor Asset Management
Connecticut
-$1.37M -240,008 Closed
LWAC
43
Laurel Wealth Advisors (California)
California
-$239K -42,047 Closed
AC
44
Aristides Capital
Kentucky
-$85K -15,000 Closed
Wolverine Trading
45
Wolverine Trading
Illinois
-$70K -12,880 Closed
WG
46
Winton Group
United Kingdom
-$71K -12,516 Closed
HCM
47
Hodges Capital Management
Texas
-$61K -10,700 Closed
OSAM
48
O'Shaughnessy Asset Management
Connecticut
-$58K -10,244 Closed
HIM
49
Hillsdale Investment Management
Ontario, Canada
-$34K -6,000 Closed
Wells Fargo
50
Wells Fargo
California
-$16.3K -2,914 -97%

GROW Hedge Fund Activity: Q4 2021 in Review

43 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in US Global Investors (GROW) for Q4 2021, worth a combined $16.8M — down 29% from $23.7M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of GROW and 5 opened new positions — a net loss of 7 holders — while 15 trimmed existing stakes and 8 added.

The largest buyer was Renaissance Technologies, adding an estimated $404K. The largest seller was Clear Harbor Asset Management, exiting entirely with an estimated $1.37M sold.

  • 43 institutional investors held US Global Investors (GROW) as of Q4 2021, down from 50 in Q3 2021.
  • Funds reported $16.8M of US Global Investors stock for Q4 2021, down 29% quarter-over-quarter.
  • 5 funds opened new US Global Investors positions in Q4 2021 and 12 closed out, a net change of -7 holders.
  • The largest US Global Investors buyer in Q4 2021 was Renaissance Technologies, an estimated $404K added.
  • The largest US Global Investors seller in Q4 2021 was Clear Harbor Asset Management, an estimated $1.37M sold.

Based on aggregated 13F filings for Q4 2021.