US Global Investors
GROW
35 hedge funds and large institutions have $26.8M invested in US Global Investors in 2020 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 8 increasing their positions, 9 reducing their positions, and 4 closing their positions.
230% more call options, than puts
Call options by funds: $1.14M | Put options by funds: $347K
175% more first-time investments, than exits
New positions opened: 11 | Existing positions closed: 4
118% more capital invested
Capital invested by funds: $12.3M → $26.8M (+$14.5M)
25% more funds holding
Funds holding: 28 → 35 (+7)
1.97% less ownership
Funds ownership: 39.8% → 37.84% (-2%)
11% less repeat investments, than reductions
Existing positions increased: 8 | Existing positions reduced: 9
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Vanguard Group
Malvern,
Pennsylvania
|
+$260K |
| 2 |
HA
Heartland Advisors
Milwaukee,
Wisconsin
|
+$258K |
| 3 |
Bank of Montreal
Toronto,
Ontario, Canada
|
+$173K |
| 4 |
GPFA
Game Plan Financial Advisors
Westlake,
Ohio
|
+$106K |
| 5 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$93.9K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
DC
Diametric Capital
Boston,
Massachusetts
|
-$953K |
| 2 |
PCM
Prelude Capital Management
New York
|
-$646K |
| 3 |
Simplex Trading
Chicago,
Illinois
|
-$165K |
| 4 |
TI
Tidal Investments
Milwaukee,
Wisconsin
|
-$102K |
| 5 |
Citadel Advisors
Miami,
Florida
|
-$89.1K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
FCMT
26
Founders Capital Management (Texas)
Houston,
Texas
| $38K | +$24K | +7,000 | New |
|
|
NSIM
27
North Star Investment Management
Chicago,
Illinois
| $33K | -$17.2K | -5,000 | -45% |
|
28
Group One Trading
Chicago,
Illinois
| $25K | +$15.8K | +4,616 | New |
|
29
Wells Fargo
San Francisco,
California
| $16K | +$17 | +5 | +0.2% |
|
|
BFEC
30
Benjamin F. Edwards & Company
St. Louis,
Missouri
| $9K | +$5.84K | +1,700 | New |
|
|
GWM
31
Geneos Wealth Management
Englewood,
Colorado
| $7K | – | – | – |
|
|
TRCT
32
Tower Research Capital (TRC)
New York
| $2K | -$4.98K | -1,451 | -78% |
|
|
BII
33
Bainco International Investors
Boston,
Massachusetts
| $2K | +$1.05K | +305 | New |
|
|
RE
34
RBC Europe
London,
United Kingdom
| $1.47K | – | – | – |
|
|
OSAM
35
O'Shaughnessy Asset Management
Stamford,
Connecticut
| $1K | +$810 | +236 | New |
|
|
36
Citadel Advisors
Miami,
Florida
| – | -$89.1K | -25,956 | Closed |
|
37
UBS Group
Zurich,
Switzerland
| – | -$14K | -5,870 | Closed |
|
|
JC
38
JBF Capital
Aspen,
Colorado
| – | -$2K | -1,000 | Closed |
|
GROW Hedge Fund Activity: Q4 2020 in Review
35 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in US Global Investors (GROW) for Q4 2020, worth a combined $26.8M — up 118% from $12.3M a quarter earlier.
Buyers outnumbered sellers: 11 funds opened new GROW positions and 4 closed out — a net gain of 7 holders — while 8 added to existing stakes and 9 trimmed.
The largest buyer was Vanguard Group, adding an estimated $260K. The largest seller was Diametric Capital, cutting an estimated $953K.
- 35 institutional investors held US Global Investors (GROW) as of Q4 2020, up from 28 in Q3 2020.
- Funds reported $26.8M of US Global Investors stock for Q4 2020, up 118% quarter-over-quarter.
- 11 funds opened new US Global Investors positions in Q4 2020 and 4 closed out, a net change of +7 holders.
- The largest US Global Investors buyer in Q4 2020 was Vanguard Group, an estimated $260K added.
- The largest US Global Investors seller in Q4 2020 was Diametric Capital, an estimated $953K sold.
Based on aggregated 13F filings for Q4 2020.