US Global Investors
GROW
28 hedge funds and large institutions have $12.3M invested in US Global Investors in 2020 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 6 increasing their positions, 6 reducing their positions, and 7 closing their positions.
600% more call options, than puts
Call options by funds: $14K | Put options by funds: $2K
63% more capital invested
Capital invested by funds: $7.56M → $12.3M (+$4.76M)
9.09% more ownership
Funds ownership: 30.71% → 39.8% (+9.1%)
0% more repeat investments, than reductions
Existing positions increased: 6 | Existing positions reduced: 6
3% less funds holding
Funds holding: 29 → 28 (-1)
14% less first-time investments, than exits
New positions opened: 6 | Existing positions closed: 7
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
DC
Diametric Capital
Boston,
Massachusetts
|
+$2.93M |
| 2 |
PCM
Prelude Capital Management
New York
|
+$1.86M |
| 3 |
Simplex Trading
Chicago,
Illinois
|
+$106K |
| 4 |
Citadel Advisors
Miami,
Florida
|
+$78.7K |
| 5 |
Renaissance Technologies
New York
|
+$55.2K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AIC
AWM Investment Company
New York
|
-$350K |
| 2 |
Group One Trading
Chicago,
Illinois
|
-$343K |
| 3 |
GPFA
Game Plan Financial Advisors
Westlake,
Ohio
|
-$201K |
| 4 |
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
-$166K |
| 5 |
VF
Virtu Financial
New York
|
-$41K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
JC
26
JBF Capital
Aspen,
Colorado
| $2K | +$3.03K | +1,000 | New |
|
|
RE
27
RBC Europe
London,
United Kingdom
| $643 | – | – | – |
|
|
AIC
28
AWM Investment Company
New York
| – | -$350K | -185,000 | Closed |
|
|
29
Group One Trading
Chicago,
Illinois
| – | -$343K | -113,136 | Closed |
|
|
GPFA
30
Game Plan Financial Advisors
Westlake,
Ohio
| – | -$201K | -106,500 | Closed |
|
|
VF
31
Virtu Financial
New York
| – | -$41K | -21,918 | Closed |
|
|
VCM
32
Vivaldi Capital Management
Chicago,
Illinois
| – | -$34K | -10,000 | Closed |
|
33
Bank of America
Charlotte,
North Carolina
| – | +$285 | +94 | New |
|
GROW Hedge Fund Activity: Q3 2020 in Review
28 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in US Global Investors (GROW) for Q3 2020, worth a combined $12.3M — up 63% from $7.56M a quarter earlier.
Sellers outnumbered buyers: 7 funds closed out of GROW and 6 opened new positions — a net loss of 1 holder — while 6 trimmed existing stakes and 6 added.
The largest buyer was Diametric Capital, opening a new position worth an estimated $2.93M. The largest seller was AWM Investment Company, exiting entirely with an estimated $350K sold.
- 28 institutional investors held US Global Investors (GROW) as of Q3 2020, down from 29 in Q2 2020.
- Funds reported $12.3M of US Global Investors stock for Q3 2020, up 63% quarter-over-quarter.
- 6 funds opened new US Global Investors positions in Q3 2020 and 7 closed out, a net change of -1 holder.
- The largest US Global Investors buyer in Q3 2020 was Diametric Capital, an estimated $2.93M added.
- The largest US Global Investors seller in Q3 2020 was AWM Investment Company, an estimated $350K sold.
Based on aggregated 13F filings for Q3 2020.