US Global Investors
GROW
29 hedge funds and large institutions have $4.01M invested in US Global Investors in 2018 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 5 increasing their positions, 10 reducing their positions, and 6 closing their positions.
2.38% more ownership
Funds ownership: 25.48% → 27.86% (+2.4%)
12% less funds holding
Funds holding: 33 → 29 (-4)
25% less capital invested
Capital invested by funds: $5.37M → $4.01M (-$1.36M)
50% less repeat investments, than reductions
Existing positions increased: 5 | Existing positions reduced: 10
67% less first-time investments, than exits
New positions opened: 2 | Existing positions closed: 6
94% less call options, than puts
Call options by funds: $1K | Put options by funds: $18K
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
PCM
Perritt Capital Management
Chicago,
Illinois
|
+$522K |
| 2 |
VF
Virtu Financial
New York
|
+$18.4K |
| 3 |
UBS Group
Zurich,
Switzerland
|
+$3.25K |
| 4 |
Simplex Trading
Chicago,
Illinois
|
+$2.89K |
| 5 |
BlackRock
New York
|
+$1.49K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Vanguard Group
Malvern,
Pennsylvania
|
-$365K |
| 2 |
FIMG
Financial & Investment Management Group
Traverse City,
Michigan
|
-$147K |
| 3 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$71K |
| 4 |
TSS
Two Sigma Securities
New York
|
-$26K |
| 5 |
APCM
Arbiter Partners Capital Management
New York
|
-$24.2K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
GWM
26
Geneos Wealth Management
Englewood,
Colorado
| $1K | – | – | – |
|
|
NSIM
27
North Star Investment Management
Chicago,
Illinois
| $1K | – | – | – |
|
|
RE
28
RBC Europe
London,
United Kingdom
| $297 | – | – | – |
|
|
29
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| – | -$71K | -46,545 | Closed |
|
|
TSS
30
Two Sigma Securities
New York
| – | -$26K | -17,433 | Closed |
|
|
RJA
31
Raymond James & Associates
St Petersburg,
Florida
| – | -$17K | -11,301 | Closed |
|
|
MCM
32
Mainstay Capital Management
Grand Blanc,
Michigan
| – | -$3K | -1,876 | Closed |
|
33
Bank of America
Charlotte,
North Carolina
| – | -$3K | -1,769 | Closed |
|
|
JC
34
JBF Capital
Aspen,
Colorado
| – | -$2K | -1,000 | Closed |
|
35
Wells Fargo
San Francisco,
California
| – | -$516 | -400 | -57% |
|
GROW Hedge Fund Activity: Q4 2018 in Review
29 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in US Global Investors (GROW) for Q4 2018, worth a combined $4.01M — down 25% from $5.37M a quarter earlier.
Sellers outnumbered buyers: 6 funds closed out of GROW and 2 opened new positions — a net loss of 4 holders — while 10 trimmed existing stakes and 5 added.
The largest buyer was Perritt Capital Management, adding an estimated $522K. The largest seller was Vanguard Group, cutting an estimated $365K.
- 29 institutional investors held US Global Investors (GROW) as of Q4 2018, down from 33 in Q3 2018.
- Funds reported $4.01M of US Global Investors stock for Q4 2018, down 25% quarter-over-quarter.
- 2 funds opened new US Global Investors positions in Q4 2018 and 6 closed out, a net change of -4 holders.
- The largest US Global Investors buyer in Q4 2018 was Perritt Capital Management, an estimated $522K added.
- The largest US Global Investors seller in Q4 2018 was Vanguard Group, an estimated $365K sold.
Based on aggregated 13F filings for Q4 2018.