US Global Investors
GROW
30 hedge funds and large institutions have $15.2M invested in US Global Investors in 2013 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 7 increasing their positions, 8 reducing their positions, and 2 closing their positions.
250% more first-time investments, than exits
New positions opened: 7 | Existing positions closed: 2
20% more funds holding
Funds holding: 25 → 30 (+5)
11% less capital invested
Capital invested by funds: $17.1M → $15.2M (-$1.94M)
13% less repeat investments, than reductions
Existing positions increased: 7 | Existing positions reduced: 8
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RA
Royce & Associates
New York
|
+$123K |
| 2 |
RA
Raffles Associates
New York
|
+$65.3K |
| 3 |
VKH
Virtu KCG Holdings
New York
|
+$37.3K |
| 4 |
GC
Guggenheim Capital
Chicago,
Illinois
|
+$26.7K |
| 5 |
BIT
BlackRock Institutional Trust
San Francisco,
California
|
+$24.6K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
PCM
Perritt Capital Management
Chicago,
Illinois
|
-$144K |
| 2 |
RC
RBF Capital
San Francisco,
California
|
-$95K |
| 3 |
FIMG
Financial & Investment Management Group
Traverse City,
Michigan
|
-$31.8K |
| 4 |
Vanguard Group
Malvern,
Pennsylvania
|
-$24.9K |
| 5 |
Citadel Advisors
Miami,
Florida
|
-$18K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
HF
26
Hoxton Financial
Shepherdstown,
West Virginia
| $1K | +$993 | +380 | New |
|
27
BNP Paribas Financial Markets
Paris,
France
| $61 | +$63 | +24 | New |
|
28
Manulife (Manufacturers Life Insurance)
Canada,
Ontario, Canada
| $4 | – | – | – |
|
|
RC
29
RBF Capital
San Francisco,
California
| – | -$95K | -33,300 | Closed |
|
|
30
Citadel Advisors
Miami,
Florida
| – | -$18K | -6,403 | Closed |
|
31
Bank of America
Charlotte,
North Carolina
| – | -$144 | -55 | -55% |
|
32
Royal Bank of Canada
Toronto,
Ontario, Canada
| – | +$8 | +3 | New |
|
GROW Hedge Fund Activity: Q4 2013 in Review
30 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in US Global Investors (GROW) for Q4 2013, worth a combined $15.2M — down 11% from $17.1M a quarter earlier.
Buyers outnumbered sellers: 7 funds opened new GROW positions and 2 closed out — a net gain of 5 holders — while 7 added to existing stakes and 8 trimmed.
The largest buyer was Royce & Associates, adding an estimated $123K. The largest seller was Perritt Capital Management, cutting an estimated $144K.
- 30 institutional investors held US Global Investors (GROW) as of Q4 2013, up from 25 in Q3 2013.
- Funds reported $15.2M of US Global Investors stock for Q4 2013, down 11% quarter-over-quarter.
- 7 funds opened new US Global Investors positions in Q4 2013 and 2 closed out, a net change of +5 holders.
- The largest US Global Investors buyer in Q4 2013 was Royce & Associates, an estimated $123K added.
- The largest US Global Investors seller in Q4 2013 was Perritt Capital Management, an estimated $144K sold.
Based on aggregated 13F filings for Q4 2013.